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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

378 hedge funds and large institutions have $3.78B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2022 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 143 increasing their positions, 175 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.63% more ownership

Funds ownership: 72.11% → 74.74% (+2.6%)

1% more capital invested

Capital invested by funds: $3.75B → $3.78B (+$35.6M)

0% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 29

1% less funds holding

Funds holding: 383 → 378 (-5)

16% less funds holding in top 10

Funds holding in top 10: 37 → 31 (-6)

18% less repeat investments, than reductions

Existing positions increased: 143 | Existing positions reduced: 175

Holders
378
Holders Change
-5
Holders Change %
-1.31%
% of All Funds
6.51%
Holding in Top 10
31
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-16.22%
% of All Funds
0.53%
New
29
Increased
143
Reduced
175
Closed
29
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IFG
Independent Financial Group
California
+$54.6M
2
AFA
American Financial Advisors
Georgia
+$27.2M
3
UBS Group
UBS Group
Switzerland
+$26.4M
4
AAP
Arax Advisory Partners
Colorado
+$20.8M
5
LPL Financial
LPL Financial
California
+$14.1M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$18.4M
2
UCFA
United Capital Financial Advisors
Texas
-$16M
3
JP Morgan Chase
JP Morgan Chase
New York
-$11.8M
4
Wells Fargo
Wells Fargo
California
-$11.2M
5
First Trust Advisors
First Trust Advisors
Illinois
-$8.54M
Name Holding Trade Value Shares
Change 		Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$21.8M +$4.16M +86,173 +23%
AAP
27
Arax Advisory Partners
Colorado
$21.3M +$20.8M +430,169 +2,251%
SFS
28
Searcy Financial Services
Kansas
$21.2M +$784K +16,241 +4%
CSIC
29
Clifford Swan Investment Counsel
California
$21.2M -$4.45M -92,273 -17%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$21M +$2.63M +54,607 +14%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$20.4M +$1.22M +25,299 +6%
WCFA
32
Walkner Condon Financial Advisors
Wisconsin
$18.6M +$529K +10,974 +3%
SCA
33
Snowden Capital Advisors
New York
$18.5M -$214K -4,428 -1%
SI
34
Stephens Inc
Arkansas
$17.6M -$3.98M -82,593 -18%
IWA
35
Inspirion Wealth Advisors
Illinois
$16.8M +$1.18M +24,406 +7%
KAS
36
Kestra Advisory Services
Texas
$16.7M -$1.1M -22,738 -6%
TPW
37
TL Private Wealth
Texas
$16.3M -$655K -13,579 -4%
HI
38
Harbour Investments
Wisconsin
$15.4M – – –
WFS
39
Weitzel Financial Services
Iowa
$15.3M +$285K +5,901 +2%
OWP
40
Obermeyer Wealth Partners
Colorado
$14.7M -$1.13M -23,381 -7%
CAG
41
Csenge Advisory Group
Florida
$14.2M +$511K +10,585 +4%
EFL
42
ERn Financial LLC
Wisconsin
$13.5M +$353K +7,315 +3%
WS
43
Wedbush Securities
California
$13.2M +$3.24M +67,255 +32%
TCM
44
TD Capital Management
Tennessee
$13.2M +$790K +16,368 +6%
RA
45
RiverTree Advisors
Florida
$13.2M +$13.4M +277,941 New
CCM
46
Condor Capital Management
New Jersey
$12.8M -$120K -2,486 -0.9%
AWS
47
Atria Wealth Solutions
New York
$12.7M +$87.3K +1,809 +0.7%
LPT
48
Legacy Private Trust
Wisconsin
$12.5M +$335K +6,935 +3%
W
49
WealthOne
New York
$12.1M +$272K +5,636 +2%
HCA
50
Heck Capital Advisors
Wisconsin
$11.6M +$852K +17,654 +8%
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LMBS Hedge Fund Activity: Q3 2022 in Review

378 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q3 2022, worth a combined $3.78B — up 0.95% from $3.75B a quarter earlier.

Fund positioning in LMBS was balanced in Q3 2022: 29 funds opened new positions, 29 closed out, 143 added to existing stakes and 175 trimmed.

The largest buyer was Independent Financial Group, adding an estimated $54.6M. The largest seller was Morgan Stanley, cutting an estimated $18.4M.

  • 378 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q3 2022, down from 383 in Q2 2022.
  • Funds reported $3.78B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q3 2022, up 0.95% quarter-over-quarter.
  • 29 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q3 2022 and 29 closed out, a net change of 0 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q3 2022 was Independent Financial Group, an estimated $54.6M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q3 2022 was Morgan Stanley, an estimated $18.4M sold.

Based on aggregated 13F filings for Q3 2022.