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Innovator US Small Cap Power Buffer ETF October
KOCT

79 hedge funds and large institutions have $57.4M invested in Innovator US Small Cap Power Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 32 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

867% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 3

256% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 9

84% more capital invested

Capital invested by funds: $31.2M → $57.4M (+$26.2M)

46% more funds holding

Funds holding: 54 → 79 (+25)

4.89% more ownership

Funds ownership: 59.32% → 64.21% (+4.9%)

Holders
79
Holders Change
+25
Holders Change %
+46.3%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
32
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GSIS
Global Strategic Investment Solutions
Arizona
+$6.51M
2
Osaic Holdings
Osaic Holdings
Arizona
+$2.03M
3
Truist Financial
Truist Financial
North Carolina
+$1.71M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.61M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.31M

Top Sellers

Rank Fund Capital Flow
1
AAS
Avantax Advisory Services
Texas
-$1.29M
2
WIA
World Investment Advisors
California
-$903K
3
OMC
Old Mission Capital
Illinois
-$809K
4
FMWA
Forvis Mazars Wealth Advisors
Missouri
-$312K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$28.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
OWA
51
Outlook Wealth Advisors
Texas
$269K +$253K +9,785 New
CWS
52
Cypress Wealth Services
California
$261K – – –
CAL
53
Capital Analysts LLC
Pennsylvania
$260K +$8.98K +347 +4%
AL
54
ACAS LLC
California
$256K -$23.5K -907 -9%
CAPTRUST Financial Advisors
55
CAPTRUST Financial Advisors
North Carolina
$256K – – –
FA
56
FSA Advisors
Michigan
$256K +$241K +9,291 New
BWM
57
Brown Wealth Management
Illinois
$243K -$2.8K -108 -1%
TC
58
TownSquare Capital
Utah
$243K -$2.8K -108 -1%
TF
59
Trek Financial
Arizona
$240K +$226K +8,715 New
NA
60
NewEdge Advisors
Louisiana
$227K +$215K +8,302 New
PWA
61
Pillar Wealth Advisors
Pennsylvania
$220K – – –
MW
62
Marcum Wealth
Ohio
$219K +$206K +7,942 New
PS
63
Principal Securities
Iowa
$184K +$173K +6,691 New
IA
64
IFP Advisors
Florida
$160K +$69.5K +2,683 +86%
SWM
65
Sugarloaf Wealth Management
Georgia
$151K +$122K +4,700 +603%
CIA
66
Cape Investment Advisory
Georgia
$130K +$122K +4,725 New
NS
67
NBC Securities
Alabama
$105K +$99.6K +3,846 New
UBS Group
68
UBS Group
Switzerland
$93.3K +$78.4K +3,029 +841%
AF
69
Advisornet Financial
Minnesota
$91K +$45.6K +1,761 +114%
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$86.1K +$36.2K +1,400 +82%
GTAM
71
Global Trust Asset Management
Florida
$68.8K – – –
SPIA
72
Steward Partners Investment Advisory
New York
$56.1K +$52.8K +2,039 New
FA
73
Faithward Advisors
Pennsylvania
$47.7K +$45.5K +1,757 New
HI
74
Harbour Investments
Wisconsin
$32.4K +$15.5K +597 +103%
PP
75
PFS Partners
New Jersey
$21.8K +$20.5K +792 New
1 2
3
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KOCT Hedge Fund Activity: Q4 2023 in Review

79 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q4 2023, worth a combined $57.4M — up 84% from $31.2M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new KOCT positions and 3 closed out — a net gain of 26 holders — while 32 added to existing stakes and 9 trimmed.

The largest buyer was Global Strategic Investment Solutions, adding an estimated $6.51M. The largest seller was Avantax Advisory Services, cutting an estimated $1.29M.

  • 79 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q4 2023, up from 54 in Q3 2023.
  • Funds reported $57.4M of Innovator US Small Cap Power Buffer ETF October stock for Q4 2023, up 84% quarter-over-quarter.
  • 29 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q4 2023 and 3 closed out, a net change of +26 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q4 2023 was Global Strategic Investment Solutions, an estimated $6.51M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q4 2023 was Avantax Advisory Services, an estimated $1.29M sold.

Based on aggregated 13F filings for Q4 2023.