UBS Group
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UBS Group’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

UBS Group’s Portfolio KOCT Stock Details KOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-1,535
Closed -$50.7K – 10883
2025
Q3 		$50.7K Sell
1,535
-16,903
-92% -$535K ﹤0.01% 7556
2025
Q2 		$562K Buy
18,438
+13,935
+309% +$409K ﹤0.01% 5908
2025
Q1 		$132K Buy
+4,503
New +$137K ﹤0.01% 6830
2024
Q3 		– Sell
-1,575
Closed -$45K – 9806
2024
Q2 		$45K Buy
1,575
+1,496
+1,894% +$42.2K ﹤0.01% 6769
2024
Q1 		$2.25K Sell
79
-3,310
-98% -$91.4K ﹤0.01% 7945
2023
Q4 		$93.3K Buy
3,389
+3,029
+841% +$78.4K ﹤0.01% 6208
2023
Q3 		$9.24K Sell
360
-561
-61% -$15.2K ﹤0.01% 7146
2023
Q2 		$24.9K Buy
921
+533
+137% +$13.9K ﹤0.01% 6781
2023
Q1 		$10.1K Buy
+388
New +$10.2K ﹤0.01% 7610
2022
Q3 		– Sell
-497
Closed -$12K – 10645
2022
Q2 		$12K Sell
497
-1,478
-75% -$37K ﹤0.01% 7663
2022
Q1 		$52K Buy
1,975
+1,775
+888% +$46.6K ﹤0.01% 6459
2021
Q4 		$5K Buy
200
+86
+75% +$2.36K ﹤0.01% 9398
2021
Q3 		$3K Sell
114
-1,872
-94% -$50.3K ﹤0.01% 8815
2021
Q2 		$53K Buy
1,986
+119
+6% +$3.18K ﹤0.01% 6376
2021
Q1 		$49K Buy
+1,867
New +$49.1K ﹤0.01% 6574
2020
Q2 		– Sell
-772
Closed -$16K – 8158
2020
Q1 		$16K Buy
+772
New +$18.5K ﹤0.01% 6633

Other funds holding KOCT

CFGF
Compass Financial Group (Florida) Deerfield Beach, Florida $222M AUM 13.65% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
BWS
BFI Wealth Solutions Dallas, Texas $104M AUM
GSIS
Global Strategic Investment Solutions Scottsdale, Arizona $1.03B AUM 16.75% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

UBS Group's KOCT Position: Q4 2025 in Review

UBS Group sold out of Innovator US Small Cap Power Buffer ETF October (KOCT) in Q4 2025, closing a stake of 1,535 shares — an estimated $50.7K sold.

UBS Group first reported a position in KOCT in Q1 2020 and held it in 16 quarters. The position peaked at $562K in Q2 2025. 95 funds tracked by Wall St. Rank hold KOCT as of Q4 2025.

  • UBS Group reported no remaining Innovator US Small Cap Power Buffer ETF October position as of Q4 2025 after selling out during the quarter.
  • UBS Group sold 1,535 Innovator US Small Cap Power Buffer ETF October shares in Q4 2025, an estimated $50.7K.
  • UBS Group first reported a position in Innovator US Small Cap Power Buffer ETF October in Q1 2020 and held it in 16 quarters.
  • UBS Group's Innovator US Small Cap Power Buffer ETF October position peaked at $562K in Q2 2025.
  • 95 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF October as of Q4 2025.

Based on UBS Group's 13F filing for Q4 2025, filed 29 Jan 2026.