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KIO

KKR Income Opportunities Fund
KIO

47 hedge funds and large institutions have $39.7M invested in KKR Income Opportunities Fund in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 22 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.44% less ownership

Funds ownership: 17.18% → 14.74% (-2.4%)

4% less funds holding

Funds holding: 49 → 47 (-2)

8% less capital invested

Capital invested by funds: $43.1M → $39.7M (-$3.38M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

36% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 22

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
14
Reduced
22
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$3.3M
2
SIA
Sit Investment Associates
Minnesota
+$1.06M
3
UBS Group
UBS Group
Switzerland
+$276K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$130K
5
LPL Financial
LPL Financial
California
+$38.3K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$4.43M
2
SFS
Shaker Financial Services
Virginia
-$2.34M
3
CRC
Curi RMB Capital
Illinois
-$976K
4
LCM
Landscape Capital Management
New Jersey
-$525K
5
RCM
Robinson Capital Management
Michigan
-$451K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$259K -$33.3K -2,511 -12%
SFS
27
Shaker Financial Services
Virginia
$220K -$2.34M -176,812 -92%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$220K +$7.82K +590 +4%
SPC
29
Sigma Planning Corp
Michigan
$189K -$69.3K -5,228 -27%
GLLW
30
Graves Light Lenhart Wealth
Virginia
$186K – – –
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$179K -$217K -16,407 -55%
FAAS
32
First Allied Advisory Services
California
$172K -$26.5K -2,000 -14%
RJA
33
Raymond James & Associates
Florida
$166K +$4.77K +360 +3%
SWP
34
Stratos Wealth Partners
Ohio
$135K – – –
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$106K -$146K -11,004 -58%
Citigroup
36
Citigroup
New York
$88K – – –
CFGS
37
Concourse Financial Group Securities
Alabama
$64K +$3.68K +278 +6%
NFSG
38
Newbridge Financial Services Group
Florida
$23K +$22.6K +1,709 New
LC
39
Lindbrook Capital
California
$18K +$477 +36 +3%
NFG
40
Next Financial Group
Texas
$12K +$11.4K +860 New
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$11K – – –
RCM
42
Robinson Capital Management
Michigan
$6K -$451K -34,062 -99%
HI
43
Hudock Inc
Pennsylvania
$5K – – –
RIA
44
RPG Investment Advisory
California
$5K – – –
DI
45
Disciplined Investments
Oklahoma
$2K +$1.55K +117 New
SXL
46
Summit X LLC
Missouri
$825 -$41.9K -3,163 -5%
LCM
47
Landscape Capital Management
New Jersey
– -$525K -42,653 Closed
WAM
48
Wolverine Asset Management
Illinois
– -$103K -8,403 Closed
CAN
49
Cetera Advisor Networks
California
– -$50K -4,073 Closed
PAG
50
Private Advisor Group
New Jersey
– -$12K -1,009 Closed
1
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KIO Hedge Fund Activity: Q3 2020 in Review

47 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in KKR Income Opportunities Fund (KIO) for Q3 2020, worth a combined $39.7M — down 7.8% from $43.1M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of KIO and 3 opened new positions — a net loss of 1 holder — while 22 trimmed existing stakes and 14 added.

The largest buyer was Morgan Stanley, adding an estimated $3.3M. The largest seller was Wells Fargo, cutting an estimated $4.43M.

  • 47 institutional investors held KKR Income Opportunities Fund (KIO) as of Q3 2020, down from 49 in Q2 2020.
  • Funds reported $39.7M of KKR Income Opportunities Fund stock for Q3 2020, down 7.8% quarter-over-quarter.
  • 3 funds opened new KKR Income Opportunities Fund positions in Q3 2020 and 4 closed out, a net change of -1 holder.
  • The largest KKR Income Opportunities Fund buyer in Q3 2020 was Morgan Stanley, an estimated $3.3M added.
  • The largest KKR Income Opportunities Fund seller in Q3 2020 was Wells Fargo, an estimated $4.43M sold.

Based on aggregated 13F filings for Q3 2020.