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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$14.1M +$217K +24,842 +2%
Cohen & Steers
2
Cohen & Steers
New York
$13.6M -$644K -73,835 -5%
GC
3
Guggenheim Capital
Illinois
$12.6M -$3.17M -363,561 -20%
Morgan Stanley
4
Morgan Stanley
New York
$11.9M -$3.77M -431,555 -24%
AAM
5
Advisors Asset Management
Colorado
$9.84M -$786K -90,023 -8%
Wells Fargo
6
Wells Fargo
California
$9.73M -$231K -26,482 -2%
RCM
7
Rivernorth Capital Management
Florida
$6.53M +$1.33M +152,559 +26%
NCM
8
Newgate Capital Management
Connecticut
$6.24M -$123K -14,119 -2%
PPA
9
Parametric Portfolio Associates
Washington
$5.19M -$254K -29,089 -5%
TFMS
10
Trust & Fiduciary Management Services
Massachusetts
$2.98M +$594K +68,050 +25%
U
11
UBS
Switzerland
$2.73M -$120K -13,756 -4%
AIU
12
Algebris Investments (UK)
United Kingdom
$2.31M +$1.2M +137,600 +112%
LPL Financial
13
LPL Financial
California
$2.14M +$23.8K +2,728 +1%
SIA
14
Sit Investment Associates
Minnesota
$2.04M -$45.4K -5,200 -2%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.92M +$60.7K +6,956 +3%
CAN
16
Cetera Advisor Networks
California
$1.79M -$111K -12,732 -6%
SCM
17
Saba Capital Management
New York
$1.75M +$1.72M +197,633 New
AQR Capital Management
18
AQR Capital Management
Connecticut
$1.65M +$712K +81,581 +78%
CIA
19
Capital Investment Advisors
Georgia
$1.64M +$1.62M +185,263 New
Bank of America
20
Bank of America
North Carolina
$1.51M -$109K -12,473 -7%
CS
21
Credit Suisse
Switzerland
$1.44M -$37.1K -4,250 -3%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.27M +$499K +57,158 +67%
EWM
23
Edge Wealth Management
New York
$1.03M +$1.02M +116,325 New
Goldman Sachs
24
Goldman Sachs
New York
$905K -$109K -12,445 -11%
B
25
Baird
Wisconsin
$862K +$728K +83,373 +606%