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Nuveen Preferred & Income Opportunities Fund
JPC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.6M +$849K +89,127 +5%
Cohen & Steers
2
Cohen & Steers
New York
$15.4M +$93.8K +9,855 +0.6%
MGAM
3
McGowan Group Asset Management
Texas
$14.8M +$1.64M +172,015 +12%
Invesco
4
Invesco
Georgia
$13M -$1.07M -112,175 -8%
Wells Fargo
5
Wells Fargo
California
$9.82M +$52.1K +5,467 +0.5%
PPA
6
Parametric Portfolio Associates
Washington
$8.8M +$1.05M +109,968 +14%
UBS Group
7
UBS Group
Switzerland
$8.45M +$1.25M +131,009 +17%
RCM
8
Rivernorth Capital Management
Florida
$5.72M -$1.09M -114,394 -16%
TFMS
9
Trust & Fiduciary Management Services
Massachusetts
$4.87M -$29.4K -3,087 -0.6%
FFA
10
First Foundation Advisors
California
$3.29M +$766K +80,483 +30%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.56M -$59.9K -6,286 -2%
AIU
12
Algebris Investments (UK)
United Kingdom
$2.48M – – –
Bank of America
13
Bank of America
North Carolina
$2.32M -$115K -12,125 -5%
CIA
14
Capital Investment Advisors
Georgia
$2.31M -$53.1K -5,572 -2%
DHFB
15
Dixon Hubard Feinour & Brown
Virginia
$2.17M +$177K +18,550 +9%
GC
16
Guggenheim Capital
Illinois
$2.11M -$304K -31,901 -13%
LPL Financial
17
LPL Financial
California
$2.05M +$47.1K +4,952 +2%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.69M -$57.4K -6,027 -3%
OA
19
Oxbow Advisors
Texas
$1.66M -$36.7K -3,850 -2%
RJA
20
Raymond James & Associates
Florida
$1.59M -$329K -34,598 -17%
EWM
21
Edge Wealth Management
New York
$1.45M -$292K -30,620 -17%
IAMOG
22
Investors Asset Management of Georgia
Georgia
$1.24M -$23.8K -2,500 -2%
Stifel Financial
23
Stifel Financial
Missouri
$1.03M -$12.9K -1,350 -1%
First Trust Advisors
24
First Trust Advisors
Illinois
$990K +$3.24K +340 +0.3%
DBT
25
Dubuque Bank & Trust
Iowa
$903K +$902K +94,701 New
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