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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.1M +$824K +86,056 +6%
MGAM
2
McGowan Group Asset Management
Texas
$14.8M -$274K -28,651 -2%
Morgan Stanley
3
Morgan Stanley
New York
$10.9M +$1.27M +132,543 +14%
Invesco
4
Invesco
Georgia
$9.28M +$700K +73,127 +8%
AAMU
5
AEGON Asset Management (UK)
United Kingdom
$8.07M
UBS Group
6
UBS Group
Switzerland
$7.58M +$836K +87,244 +13%
Cohen & Steers
7
Cohen & Steers
New York
$6.97M -$1.85M -193,652 -21%
FFA
8
First Foundation Advisors
California
$6.11M +$396K +41,398 +7%
JWM
9
Jacobus Wealth Management
Wisconsin
$4.96M -$1.41M -147,325 -23%
LPL Financial
10
LPL Financial
California
$4.53M -$15.7K -1,636 -0.4%
Bank of America
11
Bank of America
North Carolina
$3.67M -$88.9K -9,279 -2%
Stifel Financial
12
Stifel Financial
Missouri
$3.35M +$2.25M +235,051 +224%
CIA
13
Capital Investment Advisors
Georgia
$3.14M -$51.5K -5,375 -2%
SAM
14
Smithbridge Asset Management
Pennsylvania
$2.89M +$2.82M +294,000 New
UCFA
15
United Capital Financial Advisors
Texas
$2.65M +$195K +20,387 +8%
DHFB
16
Dixon Hubard Feinour & Brown
Virginia
$2.43M +$125K +13,000 +6%
RCM
17
Rivernorth Capital Management
Florida
$1.74M +$1.69M +176,687 New
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$1.73M
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.66M -$7.3K -762 -0.5%
AIU
20
Algebris Investments (UK)
United Kingdom
$1.6M +$1.56M +162,731 New
GC
21
Guggenheim Capital
Illinois
$1.51M +$180K +18,786 +14%
CAN
22
Cetera Advisor Networks
California
$1.28M -$616K -64,338 -33%
First Trust Advisors
23
First Trust Advisors
Illinois
$1.24M +$310K +32,324 +35%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.16M +$33.6K +3,506 +3%
IH
25
IFC Holdings
Florida
$1.13M -$4.78K -499 -0.4%