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Nuveen Preferred & Income Opportunities Fund
JPC

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$13.6M -$563K -55,351 -4%
Morgan Stanley
2
Morgan Stanley
New York
$12.7M +$668K +65,723 +6%
UBS Group
3
UBS Group
Switzerland
$11.9M +$560K +55,099 +5%
Invesco
4
Invesco
Georgia
$10.9M +$286K +28,133 +3%
Cohen & Steers
5
Cohen & Steers
New York
$9.01M +$868K +85,371 +11%
JWM
6
Jacobus Wealth Management
Wisconsin
$6.67M +$815K +80,145 +14%
AAMU
7
AEGON Asset Management (UK)
United Kingdom
$5.36M – – –
Bank of America
8
Bank of America
North Carolina
$5.35M +$896K +88,131 +21%
PAG
9
Private Advisor Group
New Jersey
$5.21M +$5.06M +497,489 New
FFA
10
First Foundation Advisors
California
$4.86M +$23K +2,261 +0.5%
PPA
11
Parametric Portfolio Associates
Washington
$4.79M +$4.68M +460,279 New
BCI
12
Brinker Capital Investments
Pennsylvania
$4.33M +$4.24M +416,771 New
Janus Henderson Group
13
Janus Henderson Group
$3.97M +$3.88M +381,324 New
GC
14
Guggenheim Capital
Illinois
$3.68M +$2.24M +220,545 +166%
UCFA
15
United Capital Financial Advisors
Texas
$3.51M +$216K +21,271 +7%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$3.31M +$3.23M +318,000 New
RCM
17
Rivernorth Capital Management
Florida
$3.02M -$9.44M -929,032 -76%
DHFB
18
Dixon Hubard Feinour & Brown
Virginia
$2.86M +$63K +6,200 +2%
VIA
19
Vident Investment Advisory
Georgia
$2.85M +$419K +41,191 +18%
LPL Financial
20
LPL Financial
California
$2.52M -$2.2M -216,569 -47%
CIA
21
Capital Investment Advisors
Georgia
$2.45M -$496K -48,777 -17%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$2.2M +$439K +43,174 +26%
EGA
23
E&G Advisors
Texas
$2.1M +$496K +48,800 +32%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1.82M +$91.4K +8,993 +5%
CAN
25
Cetera Advisor Networks
California
$1.72M +$296K +29,137 +21%
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