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Nuveen Preferred & Income Opportunities Fund
JPC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.4M -$364K -34,812 -3%
Wells Fargo
2
Wells Fargo
California
$11.7M +$54.1K +5,175 +0.5%
UBS Group
3
UBS Group
Switzerland
$11.7M -$1.18M -113,199 -9%
Invesco
4
Invesco
Georgia
$9.96M -$2.45M -233,923 -20%
Cohen & Steers
5
Cohen & Steers
New York
$6.9M -$2.02M -193,496 -22%
CRC
6
Curi RMB Capital
Illinois
$6.43M +$6.51M +622,038 New
Bank of America
7
Bank of America
North Carolina
$5.97M +$734K +70,123 +14%
PPA
8
Parametric Portfolio Associates
Washington
$5.9M +$114K +10,926 +2%
AAMU
9
AEGON Asset Management (UK)
United Kingdom
$5.83M – – –
FFA
10
First Foundation Advisors
California
$5.08M +$79.1K +7,561 +2%
Janus Henderson Group
11
Janus Henderson Group
$4.61M +$170K +16,201 +4%
BCI
12
Brinker Capital Investments
Pennsylvania
$4.56M -$566K -54,067 -11%
UCFA
13
United Capital Financial Advisors
Texas
$4M +$294K +28,068 +8%
VIA
14
Vident Investment Advisory
Georgia
$3.47M +$369K +35,279 +12%
PAG
15
Private Advisor Group
New Jersey
$3.32M -$2.94M -280,554 -46%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$3.29M -$2.01K -192 -0.1%
DHFB
17
Dixon Hubard Feinour & Brown
Virginia
$2.75M +$10.5K +1,000 +0.4%
LPL Financial
18
LPL Financial
California
$2.51M +$191K +18,256 +8%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$2.42M -$75.3K -7,194 -3%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.13M +$116K +11,041 +6%
GKWIM
21
Gerber Kawasaki Wealth & Investment Management
California
$2.09M +$272K +25,963 +15%
EGA
22
E&G Advisors
Texas
$2M -$83.7K -8,000 -4%
First Trust Advisors
23
First Trust Advisors
Illinois
$1.97M +$84.5K +8,077 +4%
LCM
24
Laurion Capital Management
New York
$1.79M +$923K +88,203 +103%
CAN
25
Cetera Advisor Networks
California
$1.71M +$26.6K +2,544 +2%
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