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Nuveen Preferred & Income Opportunities Fund
JPC

Name Holding Trade Value Shares
Change 		Change in
Stake
BI
1
Bramshill Investments
Florida
$40.8M +$4.12M +423,372 +12%
SIA
2
Sit Investment Associates
Minnesota
$17.2M -$1.66M -170,304 -9%
Morgan Stanley
3
Morgan Stanley
New York
$15.4M +$95.9K +9,850 +0.6%
Cohen & Steers
4
Cohen & Steers
New York
$12.2M -$792K -81,363 -6%
Invesco
5
Invesco
Georgia
$11.5M +$517K +53,060 +5%
PPA
6
Parametric Portfolio Associates
Washington
$11.3M +$993K +101,986 +10%
Wells Fargo
7
Wells Fargo
California
$7.88M +$1.08M +111,283 +16%
IWA
8
IBEX Wealth Advisors
New Jersey
$5.99M +$117K +12,038 +2%
RJA
9
Raymond James & Associates
Florida
$5.85M +$1.26M +129,201 +28%
GKWIM
10
Gerber Kawasaki Wealth & Investment Management
California
$4.74M +$341K +35,012 +8%
HIP
11
HUB Investment Partners
Texas
$4.18M +$570K +58,541 +16%
PL
12
Protective Life
Alabama
$4.18M – – –
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.03M +$683K +70,128 +21%
BCI
14
Brinker Capital Investments
Pennsylvania
$3.41M -$342K -35,111 -9%
UBS Group
15
UBS Group
Switzerland
$3.27M +$167K +17,197 +6%
Bank of America
16
Bank of America
North Carolina
$3.26M +$565K +57,991 +22%
First Trust Advisors
17
First Trust Advisors
Illinois
$3.02M +$130K +13,312 +5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$2.9M +$19.1K +1,961 +0.7%
MC
19
Moors & Cabot
Massachusetts
$2.6M +$50.9K +5,229 +2%
LPL Financial
20
LPL Financial
California
$2.58M -$152K -15,630 -6%
Ameriprise
21
Ameriprise
Minnesota
$2.05M -$446K -45,810 -18%
CAN
22
Cetera Advisor Networks
California
$1.89M +$424K +43,564 +30%
Osaic Holdings
23
Osaic Holdings
Arizona
$1.88M +$111K +11,400 +6%
PAG
24
Private Advisor Group
New Jersey
$1.77M -$44.4K -4,564 -3%
EGA
25
E&G Advisors
Texas
$1.73M -$1.69M -173,623 Closed
1
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