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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ST
76
Smithfield Trust
Pennsylvania
$32K +$30.9K +3,250 New
FAM
77
Formidable Asset Management
Ohio
$30K
Fifth Third Bancorp
78
Fifth Third Bancorp
Ohio
$19K
MBT
79
Monroe Bank & Trust
Michigan
$19K +$19K +2,000 New
BRWA
80
B. Riley Wealth Advisors
Florida
$10.8K +$10.6K +1,115 New
NSIM
81
North Star Investment Management
Illinois
$10K
RIA
82
Regal Investment Advisors
Michigan
$10K +$1.43K +150 +18%
TCOV
83
Trust Company of Vermont
Vermont
$7K
MA
84
MUFG Americas
New York
$7K +$552 +58 +9%
PSUF
85
People's United Financial
Connecticut
$6K
NES
86
New England Securities
New York
$4K
CAPTRUST Financial Advisors
87
CAPTRUST Financial Advisors
North Carolina
$3K -$2.86K -300 -50%
NCM
88
Newgate Capital Management
Connecticut
-$3.88M -417,438 Closed
SCM
89
Saba Capital Management
New York
-$1.84M -197,633 Closed
TC
90
TFS Capital
Pennsylvania
-$1.12M -120,241 Closed
PRCM
91
Pine River Capital Management
Minnesota
-$493K -52,881 Closed
SFS
92
Shaker Financial Services
Virginia
-$201K -21,600 Closed
VKH
93
Virtu KCG Holdings
New York
-$167K -17,995 Closed
AllianceBernstein
94
AllianceBernstein
Tennessee
-$153K -16,481 Closed
PI
95
Placemark Investments
Illinois
-$147K -15,819 Closed
LCM
96
Landscape Capital Management
New Jersey
-$116K -12,535 Closed
USGIU
97
U.S. Global Investors (USGI)
Texas
-$49K -5,375 Closed
PWAG
98
Polaris Wealth Advisory Group
California
-$9K -1,000 Closed
TRCT
99
Tower Research Capital (TRC)
New York
-$5K -500 Closed