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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NMC
26
Nine Masts Capital
Hong Kong
$962K +$1.01M +103,100 New
IAMOG
27
Investors Asset Management of Georgia
Georgia
$867K
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$862K -$4.17K -425 -0.5%
COLIM
29
City of London Investment Management
United Kingdom
$860K
Stifel Financial
30
Stifel Financial
Missouri
$853K -$40.5K -4,129 -4%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$807K +$6.4K +652 +0.8%
GEM
32
Global Endowment Management
North Carolina
$746K
SIS
33
Sound Income Strategies
Florida
$725K +$35.7K +3,641 +5%
AG
34
Advisor Group
Arizona
$687K +$29.1K +2,967 +4%
OA
35
Oxbow Advisors
Texas
$686K +$721K +73,507 New
GKWIM
36
Gerber Kawasaki Wealth & Investment Management
California
$682K -$704K -71,730 -50%
WS
37
Wedbush Securities
California
$611K +$56.2K +5,729 +10%
GC
38
Guggenheim Capital
Illinois
$536K +$103K +10,542 +23%
MIC
39
Meridian Investment Counsel
California
$500K
RJFSA
40
Raymond James Financial Services Advisors
Florida
$480K +$54.7K +5,573 +12%
RJA
41
Raymond James & Associates
Florida
$427K +$176K +17,962 +65%
WAM
42
Wolverine Asset Management
Illinois
$368K +$387K +39,477 New
NCM
43
Noesis Capital Mangement
Florida
$366K -$27K -2,750 -7%
JG
44
Jefferies Group
New York
$327K
HighTower Advisors
45
HighTower Advisors
Illinois
$327K +$2.17K +221 +0.6%
William Blair & Company
46
William Blair & Company
Illinois
$327K +$344K +35,086 New
AFP
47
Ausdal Financial Partners
Iowa
$322K
HCM
48
Hollencrest Capital Management
California
$291K
HK
49
Horizon Kinetics
New York
$289K -$41.9K -4,267 -12%
QIM
50
Quest Investment Management
Oregon
$280K