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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IAMOG
26
Investors Asset Management of Georgia
Georgia
$1.08M -$61.7K -6,000 -5%
Stifel Financial
27
Stifel Financial
Missouri
$1.05M -$130K -12,608 -11%
CCB
28
Cutter & Co Brokerage
Missouri
$1.04M +$1.07M +104,025 New
VIA
29
Vident Investment Advisory
Georgia
$1.02M +$163K +15,821 +18%
First Trust Advisors
30
First Trust Advisors
Illinois
$934K -$3.21K -312 -0.3%
Ameriprise
31
Ameriprise
Minnesota
$895K +$31.2K +3,036 +4%
OC
32
Oppenheimer & Co
New York
$853K -$27.2K -2,643 -3%
NMC
33
Nine Masts Capital
Hong Kong
$809K +$831K +80,756 New
IWA
34
IBEX Wealth Advisors
New Jersey
$784K +$804K +78,189 New
GEM
35
Global Endowment Management
North Carolina
$760K
SIA
36
Starfire Investment Advisers
Michigan
$695K +$27.8K +2,700 +4%
MIC
37
Meridian Investment Counsel
California
$689K -$25.7K -2,500 -4%
OIA
38
Optimum Investment Advisors
Illinois
$646K +$200K +19,400 +43%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$645K -$96.1K -9,346 -13%
JHIU
40
Janus Henderson Investors US
Colorado
$627K +$206K +20,000 +47%
GKWIM
41
Gerber Kawasaki Wealth & Investment Management
California
$541K +$267K +26,000 +93%
DA
42
Doliver Advisors
Texas
$517K +$530K +51,561 New
WA
43
WFG Advisors
Texas
$516K +$294K +28,616 +125%
Bank of New York Mellon
44
Bank of New York Mellon
New York
$468K +$323K +31,361 +204%
HK
45
Horizon Kinetics
New York
$466K -$51.9K -5,040 -10%
NCM
46
Noesis Capital Mangement
Florida
$455K
FNBT
47
FineMark National Bank & Trust
Florida
$387K +$295K +28,638 +287%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$377K +$128K +12,411 +49%
RJA
49
Raymond James & Associates
Florida
$377K +$257K +24,953 +197%
PFS
50
Prospera Financial Services
Texas
$364K -$105K -10,168 -22%