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Nuveen Preferred & Income Opportunities Fund
JPC

117 hedge funds and large institutions have $136M invested in Nuveen Preferred & Income Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 26 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 26

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

3% more funds holding

Funds holding: 114 → 117 (+3)

0.3% less ownership

Funds ownership: 13.37% → 13.06% (-0.3%)

1% less capital invested

Capital invested by funds: $137M → $136M (-$1.19M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
117
Holders Change
+3
Holders Change %
+2.63%
% of All Funds
2.57%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
40
Reduced
26
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$1.83M
2
Morgan Stanley
Morgan Stanley
New York
+$1.15M
3
PPA
Parametric Portfolio Associates
Washington
+$665K
4
WS
Wedbush Securities
California
+$456K
5
WAM
Weiss Asset Management
Massachusetts
+$446K

Top Sellers

1
FFA
First Foundation Advisors
California
-$4.22M
2
Wells Fargo
Wells Fargo
California
-$2.79M
3
Invesco
Invesco
Georgia
-$1.69M
4
V
Veritable
Delaware
-$743K
5
UBS Group
UBS Group
Switzerland
-$480K
Name Holding Trade Value Shares
Change 		Change in
Stake
JCM
101
Jacobi Capital Management
Pennsylvania
$30K -$9.9K -1,000 -25%
CIAS
102
Capital Investment Advisory Services
North Carolina
$29K – – –
JFGIW
103
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$28K +$27.2K +2,746 New
NFG
104
Next Financial Group
Texas
$19K – – –
US Bancorp
105
US Bancorp
Minnesota
$16K +$9.9K +1,000 +156%
BC
106
Barnett & Company
Tennessee
$16K +$15.7K +1,585 New
SL
107
Salomon & Ludwin
Virginia
$13K – – –
RCAG
108
Rehmann Capital Advisory Group
Michigan
$11.5K +$1.24K +125 +12%
RIA
109
Realta Investment Advisors
Delaware
$7K – – –
NCM
110
Next Capital Management
New York
$4K – – –
FCB
111
First Command Bank
Texas
$4K +$3.46K +350 New
FCFS
112
First Command Financial Services
Texas
$4K +$3.46K +350 New
ASN
113
Advisory Services Network
Georgia
$3K – – –
QCIG
114
Quad-Cities Investment Group
Iowa
$3K – – –
Carson Wealth (CWM LLC)
115
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
PA
116
Parallel Advisors
California
$1K – – –
V
117
Veritable
Delaware
– -$743K -75,000 Closed
Susquehanna International Group
118
Susquehanna International Group
Pennsylvania
– -$255K -25,703 Closed
Northern Trust
119
Northern Trust
Illinois
– -$121K -12,254 Closed
CA
120
Cetera Advisors
Colorado
– -$118K -11,931 Closed
ACS
121
Archford Capital Strategies
Illinois
– -$55K -5,597 Closed
OIA
122
Optimum Investment Advisors
Illinois
– -$30K -3,032 Closed
FWM
123
Focused Wealth Management
New York
– -$16K -1,580 Closed
PCG
124
Private Capital Group
Connecticut
– -$4K -427 Closed
JP Morgan Chase
125
JP Morgan Chase
New York
– -$3K -341 Closed
2 3 4
5
6

JPC Hedge Fund Activity: Q3 2019 in Review

117 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2019, worth a combined $136M — down 0.87% from $137M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new JPC positions and 12 closed out — a net gain of 3 holders — while 40 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.83M. The largest seller was First Foundation Advisors, cutting an estimated $4.22M.

  • 117 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2019, up from 114 in Q2 2019.
  • Funds reported $136M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2019, down 0.87% quarter-over-quarter.
  • 15 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2019 and 12 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2019 was Raymond James & Associates, an estimated $1.83M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2019 was First Foundation Advisors, an estimated $4.22M sold.

Based on aggregated 13F filings for Q3 2019.