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Nuveen Preferred & Income Opportunities Fund
JPC

116 hedge funds and large institutions have $141M invested in Nuveen Preferred & Income Opportunities Fund in 2017 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 39 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

15% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 34

6% more funds holding

Funds holding: 109 → 116 (+7)

0.56% less ownership

Funds ownership: 15.04% → 14.48% (-0.56%)

4% less capital invested

Capital invested by funds: $146M → $141M (-$5.69M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
116
Holders Change
+7
Holders Change %
+6.42%
% of All Funds
2.89%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
21
Increased
39
Reduced
34
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$10.3M
2
UBS Group
UBS Group
Switzerland
+$3.13M
3
LCM
Laurion Capital Management
New York
+$1.75M
4
SFS
Shaker Financial Services
Virginia
+$1.39M
5
VIA
Vident Investment Advisory
Georgia
+$1.24M

Top Sellers

Rank Fund Capital Flow
1
MGAM
McGowan Group Asset Management
Texas
-$14.8M
2
AAMU
AEGON Asset Management (UK)
United Kingdom
-$3.02M
3
Wells Fargo
Wells Fargo
California
-$2.73M
4
Stifel Financial
Stifel Financial
Missouri
-$2.34M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$1.73M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
101
Edge Wealth Management
New York
$11K – – –
SPIA
102
Steward Partners Investment Advisory
New York
$10K +$128 +13 +1%
FANJ
103
Financial Architects (New Jersey)
New Jersey
$10K +$1.68K +170 +21%
WA
104
Winfield Associates
Ohio
$8K – – –
Northwestern Mutual Wealth Management
105
Northwestern Mutual Wealth Management
Wisconsin
$8K +$8.49K +859 New
CFS
106
Commonwealth Financial Services
West Virginia
$7K – – –
PSUF
107
People's United Financial
Connecticut
$7K – – –
MA
108
MUFG Americas
New York
$7K +$6.63K +671 New
PA
109
Parallel Advisors
California
$6K +$5.55K +562 New
NFG
110
Next Financial Group
Texas
$5K -$53.6K -5,427 -92%
BCM
111
Blume Capital Management
California
$3K – – –
First Manhattan
112
First Manhattan
New York
$3K +$3.32K +336 New
SEI Investments
113
SEI Investments
Pennsylvania
$2K – – –
TCM
114
Tradewinds Capital Management
Washington
$2K – – –
ASN
115
Advisory Services Network
Georgia
$2K +$2.37K +240 New
AIM
116
Acrospire Investment Management
Illinois
$1K -$4.94K -500 -83%
USGIU
117
U.S. Global Investors (USGI)
Texas
$53 – – –
MGAM
118
McGowan Group Asset Management
Texas
– -$14.8M -1,501,819 Closed
Bank of Montreal
119
Bank of Montreal
Ontario, Canada
– -$1.73M -184,000 Closed
AIU
120
Algebris Investments (UK)
United Kingdom
– -$1.6M -162,731 Closed
IWA
121
IBEX Wealth Advisors
New Jersey
– -$744K -75,219 Closed
PCM
122
Pointe Capital Management
Michigan
– -$682K -69,340 Closed
VKH
123
Virtu KCG Holdings
New York
– -$224K -22,719 Closed
BTS
124
BB&T Securities
Virginia
– -$116K -11,580 Closed
Deutsche Bank
125
Deutsche Bank
Germany
– -$49K -5,000 Closed
2 3 4
5
6

JPC Hedge Fund Activity: Q1 2017 in Review

116 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q1 2017, worth a combined $141M — down 3.9% from $146M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new JPC positions and 11 closed out — a net gain of 10 holders — while 39 added to existing stakes and 34 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $10.3M. The largest seller was McGowan Group Asset Management, exiting entirely with an estimated $14.8M sold.

  • 116 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q1 2017, up from 109 in Q4 2016.
  • Funds reported $141M of Nuveen Preferred & Income Opportunities Fund stock for Q1 2017, down 3.9% quarter-over-quarter.
  • 21 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q1 2017 and 11 closed out, a net change of +10 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q1 2017 was Rivernorth Capital Management, an estimated $10.3M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q1 2017 was McGowan Group Asset Management, an estimated $14.8M sold.

Based on aggregated 13F filings for Q1 2017.