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Nuveen Preferred & Income Opportunities Fund
JPC

126 hedge funds and large institutions have $203M invested in Nuveen Preferred & Income Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 36 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 11

20% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 30

2% more funds holding

Funds holding: 124 → 126 (+2)

0.16% less ownership

Funds ownership: 19.99% → 19.83% (-0.16%)

2% less capital invested

Capital invested by funds: $208M → $203M (-$4.65M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
126
Holders Change
+2
Holders Change %
+1.61%
% of All Funds
2.21%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
36
Reduced
30
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
+$4.97M
2
MC
Moors & Cabot
Massachusetts
+$2.78M
3
CC
Claybrook Capital
Massachusetts
+$1.89M
4
EGA
E&G Advisors
Texas
+$1.73M
5
SIA
Sit Investment Associates
Minnesota
+$1.17M

Top Sellers

1
BI
Bramshill Investments
Florida
-$10.8M
2
GKWIM
Gerber Kawasaki Wealth & Investment Management
California
-$4.74M
3
Cohen & Steers
Cohen & Steers
New York
-$1.21M
4
BFEC
Benjamin F. Edwards & Company
Missouri
-$1.03M
5
FFA
First Foundation Advisors
California
-$703K
Name Holding Trade Value Shares
Change 		Change in
Stake
GKWIM
76
Gerber Kawasaki Wealth & Investment Management
California
$158K -$4.74M -474,710 -100%
AAS
77
Avantax Advisory Services
Texas
$158K -$16K -1,601 -9%
CYG
78
Clean Yield Group
Vermont
$148K – – –
PFS
79
Prospera Financial Services
Texas
$146K -$8.41K -843 -5%
Comerica Bank
80
Comerica Bank
Texas
$146K -$299 -30 -0.2%
FHA
81
Flagship Harbor Advisors
Massachusetts
$142K – – –
PWSG
82
Pacific Wealth Strategies Group
California
$142K +$143K +14,313 New
CA
83
Cetera Advisors
Colorado
$138K +$139K +13,900 New
BS
84
Boenning & Scattergood
Pennsylvania
$137K +$32.9K +3,300 +31%
ICM
85
Islay Capital Management
Texas
$132K – – –
PNC Financial Services Group
86
PNC Financial Services Group
Pennsylvania
$130K – – –
BRWA
87
B. Riley Wealth Advisors
Florida
$118K +$10 +1 +0%
CFGS
88
Concourse Financial Group Securities
Alabama
$118K +$60 +6 +0.1%
MSAM
89
Moloney Securities Asset Management
Missouri
$113K – – –
PFGIA
90
Patriot Financial Group Insurance Agency
Massachusetts
$110K – – –
PWP
91
Private Wealth Partners
California
$109K – – –
CBT
92
CoreFirst Bank & Trust
Kansas
$106K – – –
PAG
93
Private Advisory Group
Washington
$106K +$107K +10,734 New
HB
94
Homrich & Berg
Georgia
$104K -$24.9K -2,500 -19%
CCM
95
Covington Capital Management
California
$100K – – –
CF
96
Centaurus Financial
California
$100K +$101K +10,117 New
SRC
97
Shufro Rose & Co
New York
$99K – – –
SAM
98
SignalPoint Asset Management
Missouri
$99K +$100K +10,042 New
HA
99
Herold Advisors
New York
$83K +$84.3K +8,452 New
FIA
100
FNY Investment Advisers
New York
$79K – – –
2 3
4
5 6

JPC Hedge Fund Activity: Q3 2021 in Review

126 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2021, worth a combined $203M — down 2.2% from $208M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new JPC positions and 11 closed out — a net gain of 4 holders — while 36 added to existing stakes and 30 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $4.97M. The largest seller was Bramshill Investments, cutting an estimated $10.8M.

  • 126 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2021, up from 124 in Q2 2021.
  • Funds reported $203M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2021, down 2.2% quarter-over-quarter.
  • 15 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2021 and 11 closed out, a net change of +4 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2021 was Penserra Capital Management, an estimated $4.97M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2021 was Bramshill Investments, an estimated $10.8M sold.

Based on aggregated 13F filings for Q3 2021.