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Nuveen Preferred & Income Opportunities Fund
JPC

117 hedge funds and large institutions have $136M invested in Nuveen Preferred & Income Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 26 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 26

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

3% more funds holding

Funds holding: 114 → 117 (+3)

0.3% less ownership

Funds ownership: 13.37% → 13.06% (-0.3%)

1% less capital invested

Capital invested by funds: $137M → $136M (-$1.19M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
117
Holders Change
+3
Holders Change %
+2.63%
% of All Funds
2.57%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
40
Reduced
26
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$1.83M
2
Morgan Stanley
Morgan Stanley
New York
+$1.15M
3
PPA
Parametric Portfolio Associates
Washington
+$665K
4
WS
Wedbush Securities
California
+$456K
5
WAM
Weiss Asset Management
Massachusetts
+$446K

Top Sellers

1
FFA
First Foundation Advisors
California
-$4.22M
2
Wells Fargo
Wells Fargo
California
-$2.79M
3
Invesco
Invesco
Georgia
-$1.69M
4
V
Veritable
Delaware
-$743K
5
UBS Group
UBS Group
Switzerland
-$480K
Name Holding Trade Value Shares
Change 		Change in
Stake
FHA
76
Flagship Harbor Advisors
Massachusetts
$127K +$24.7K +2,500 +25%
WEC
77
Winslow Evans & Crocker
Massachusetts
$124K – – –
Northwestern Mutual Wealth Management
78
Northwestern Mutual Wealth Management
Wisconsin
$118K +$6.29K +636 +6%
SS
79
Sunbelt Securities
Texas
$118K +$117K +11,781 New
JWBC
80
J.W. Burns & Co
New York
$117K +$115K +11,650 New
FCA
81
FLC Capital Advisors
California
$116K – – –
PFGIA
82
Patriot Financial Group Insurance Agency
Massachusetts
$115K +$168 +17 +0.1%
Citigroup
83
Citigroup
New York
$108K -$9.07K -916 -8%
RCM
84
RB Capital Management
Nevada
$108K +$1.2K +121 +1%
SFA
85
Sequoia Financial Advisors
Ohio
$107K – – –
Millennium Management
86
Millennium Management
New York
$105K +$103K +10,451 New
TRCT
87
Tower Research Capital (TRC)
New York
$102K +$101K +10,180 New
AIC
88
Ameritas Investment Company
Nebraska
$102K +$101K +10,185 New
CCM
89
Covington Capital Management
California
$101K – – –
DAS
90
Dynamic Advisor Solutions
Arizona
$101K – – –
SRC
91
Shufro Rose & Co
New York
$101K – – –
SFS
92
Sowell Financial Services
Arkansas
$96K +$94.5K +9,552 New
FIA
93
FNY Investment Advisers
New York
$76K +$69.3K +7,004 +1,081%
JIR
94
James Investment Research
Ohio
$70K – – –
SSB
95
Sandy Spring Bank
Maryland
$66K – – –
APA
96
American Portfolios Advisors
New York
$43.3K – – –
Fifth Third Bancorp
97
Fifth Third Bancorp
Ohio
$41K +$40.1K +4,050 New
SIS
98
Sound Income Strategies
Florida
$39K – – –
CFGS
99
Concourse Financial Group Securities
Alabama
$37K -$57.9K -5,853 -61%
GWM
100
Geneos Wealth Management
Colorado
$35K -$24.7K -2,500 -41%
2 3
4
5 6

JPC Hedge Fund Activity: Q3 2019 in Review

117 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2019, worth a combined $136M — down 0.87% from $137M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new JPC positions and 12 closed out — a net gain of 3 holders — while 40 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.83M. The largest seller was First Foundation Advisors, cutting an estimated $4.22M.

  • 117 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2019, up from 114 in Q2 2019.
  • Funds reported $136M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2019, down 0.87% quarter-over-quarter.
  • 15 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2019 and 12 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2019 was Raymond James & Associates, an estimated $1.83M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2019 was First Foundation Advisors, an estimated $4.22M sold.

Based on aggregated 13F filings for Q3 2019.