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Nuveen Preferred & Income Opportunities Fund
JPC

Overview Fund Activity

109 hedge funds and large institutions have $146M invested in Nuveen Preferred & Income Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 36 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
109
Holders Change
+4
Holders Change %
+3.81%
% of All Funds
2.73%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
18
Increased
36
Reduced
30
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
1
Smithbridge Asset Management
Pennsylvania
$2.89M
2
Stifel Financial
2
Stifel Financial
Missouri
$3.35M
3
RCM
3
Rivernorth Capital Management
Florida
$1.74M
4
AIU
4
Algebris Investments (UK)
United Kingdom
$1.6M
5
Morgan Stanley
5
Morgan Stanley
New York
$10.9M

Top Sellers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$0
2
Cohen & Steers
2
Cohen & Steers
New York
$6.97M
3
SFS
3
Shaker Financial Services
Virginia
$0
4
JWM
4
Jacobus Wealth Management
Wisconsin
$4.96M
5
SIA
5
SeaBridge Investment Advisors
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BTS
76
BB&T Securities
Virginia
$116K – – –
FAAS
77
First Allied Advisory Services
California
$110K +$306 +31 +0.3%
SRC
78
Shufro Rose & Co
New York
$108K +$108K +11,000 New
LWMG
79
Lakeside Wealth Management Group
$105K – – –
SPC
80
Sigma Planning Corp
Michigan
$103K +$103K +10,500 New
Citigroup
81
Citigroup
New York
$96K -$13.7K -1,387 -12%
GWM
82
Geneos Wealth Management
Colorado
$73K +$175 +18 +0.2%
SSB
83
Sandy Spring Bank
Maryland
$65K – – –
NFG
84
Next Financial Group
Texas
$58K +$812 +83 +1%
USGIU
85
U.S. Global Investors (USGI)
Texas
$53K – – –
PFGIA
86
Patriot Financial Group Insurance Agency
Massachusetts
$53K +$53K +5,400 New
FNBT
87
FineMark National Bank & Trust
Florida
$49K -$330K -33,630 -87%
Deutsche Bank
88
Deutsche Bank
Germany
$49K – – –
MFS
89
MSI Financial Services
Massachusetts
$39K -$29K -2,977 -43%
MFW
90
Mosaic Family Wealth
Missouri
$39K +$39K +3,982 New
DBT
91
Dubuque Bank & Trust
Iowa
$37K – – –
US Bancorp
92
US Bancorp
Minnesota
$19K -$26.7K -2,766 -58%
AAM
93
Advisors Asset Management
Colorado
$19K -$220 -22 -1%
FWM
94
Focused Wealth Management
New York
$16K – – –
PCM
95
Penserra Capital Management
California
$15K +$1.67K +174 +12%
Manulife (Manufacturers Life Insurance)
96
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K – – –
EWM
97
Edge Wealth Management
New York
$11K – – –
SPIA
98
Steward Partners Investment Advisory
New York
$10K +$10K +1,047 New
WA
99
Winfield Associates
Ohio
$8K – – –
FANJ
100
Financial Architects (New Jersey)
New Jersey
$8K +$3K +300 +60%
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4
5