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Nuveen Preferred & Income Opportunities Fund
JPC

109 hedge funds and large institutions have $146M invested in Nuveen Preferred & Income Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 36 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

38% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 13

20% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 30

4% more funds holding

Funds holding: 105 → 109 (+4)

3% more capital invested

Capital invested by funds: $142M → $146M (+$3.98M)

0.68% more ownership

Funds ownership: 14.36% → 15.04% (+0.68%)

Holders
109
Holders Change
+4
Holders Change %
+3.81%
% of All Funds
2.73%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
18
Increased
36
Reduced
30
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
Smithbridge Asset Management
Pennsylvania
+$2.82M
2
Stifel Financial
Stifel Financial
Missouri
+$2.25M
3
RCM
Rivernorth Capital Management
Florida
+$1.69M
4
AIU
Algebris Investments (UK)
United Kingdom
+$1.56M
5
Morgan Stanley
Morgan Stanley
New York
+$1.27M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$2.37M
2
Cohen & Steers
Cohen & Steers
New York
-$1.85M
3
SFS
Shaker Financial Services
Virginia
-$1.52M
4
JWM
Jacobus Wealth Management
Wisconsin
-$1.41M
5
SIA
SeaBridge Investment Advisors
New Jersey
-$1.17M
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
76
BB&T Securities
Virginia
$116K – – –
FAAS
77
First Allied Advisory Services
California
$110K +$297 +31 +0.3%
SRC
78
Shufro Rose & Co
New York
$108K +$105K +11,000 New
LWMG
79
Lakeside Wealth Management Group
$105K – – –
SPC
80
Sigma Planning Corp
Michigan
$103K +$101K +10,500 New
Citigroup
81
Citigroup
New York
$96K -$13.3K -1,387 -12%
GWM
82
Geneos Wealth Management
Colorado
$73K +$172 +18 +0.2%
SSB
83
Sandy Spring Bank
Maryland
$65K – – –
NFG
84
Next Financial Group
Texas
$58K +$795 +83 +1%
USGIU
85
U.S. Global Investors (USGI)
Texas
$53K – – –
PFGIA
86
Patriot Financial Group Insurance Agency
Massachusetts
$53K +$51.7K +5,400 New
FNBT
87
FineMark National Bank & Trust
Florida
$49K -$322K -33,630 -87%
Deutsche Bank
88
Deutsche Bank
Germany
$49K – – –
MFS
89
MSI Financial Services
Massachusetts
$39K -$28.5K -2,977 -43%
MFW
90
Mosaic Family Wealth
Missouri
$39K +$38.1K +3,982 New
DBT
91
Dubuque Bank & Trust
Iowa
$37K – – –
US Bancorp
92
US Bancorp
Minnesota
$19K -$26.5K -2,766 -58%
AAM
93
Advisors Asset Management
Colorado
$19K -$211 -22 -1%
FWM
94
Focused Wealth Management
New York
$16K – – –
PCM
95
Penserra Capital Management
California
$15K +$1.67K +174 +12%
Manulife (Manufacturers Life Insurance)
96
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K – – –
EWM
97
Edge Wealth Management
New York
$11K – – –
SPIA
98
Steward Partners Investment Advisory
New York
$10K +$10K +1,047 New
WA
99
Winfield Associates
Ohio
$8K – – –
FANJ
100
Financial Architects (New Jersey)
New Jersey
$8K +$2.87K +300 +60%
1 2 3
4
5

JPC Hedge Fund Activity: Q4 2016 in Review

109 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q4 2016, worth a combined $146M — up 2.8% from $142M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new JPC positions and 13 closed out — a net gain of 5 holders — while 36 added to existing stakes and 30 trimmed.

The largest buyer was Smithbridge Asset Management, opening a new position worth an estimated $2.82M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $2.37M sold.

  • 109 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q4 2016, up from 105 in Q3 2016.
  • Funds reported $146M of Nuveen Preferred & Income Opportunities Fund stock for Q4 2016, up 2.8% quarter-over-quarter.
  • 18 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q4 2016 and 13 closed out, a net change of +5 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q4 2016 was Smithbridge Asset Management, an estimated $2.82M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q4 2016 was Envestnet Asset Management, an estimated $2.37M sold.

Based on aggregated 13F filings for Q4 2016.