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Nuveen Preferred & Income Opportunities Fund
JPC

105 hedge funds and large institutions have $142M invested in Nuveen Preferred & Income Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 39 increasing their positions, 26 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

50% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 26

8% more funds holding

Funds holding: 97 → 105 (+8)

1% more capital invested

Capital invested by funds: $142M → $142M (+$808K)

0.1% more ownership

Funds ownership: 14.26% → 14.36% (+0.1%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
105
Holders Change
+8
Holders Change %
+8.25%
% of All Funds
2.8%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
14
Increased
39
Reduced
26
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JWM
Jacobus Wealth Management
Wisconsin
+$1.86M
2
Morgan Stanley
Morgan Stanley
New York
+$1.72M
3
SFS
Shaker Financial Services
Virginia
+$1.56M
4
LPL Financial
LPL Financial
California
+$1.12M
5
CAN
Cetera Advisor Networks
California
+$1.12M

Top Sellers

Rank Fund Capital Flow
1
MGAM
McGowan Group Asset Management
Texas
-$8.6M
2
Cohen & Steers
Cohen & Steers
New York
-$3.59M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$723K
4
OFG
OTA Financial Group
New York
-$447K
5
Invesco
Invesco
Georgia
-$444K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
76
Citigroup
New York
$111K +$15.4K +1,501 +16%
SRC
77
Shufro Rose & Co
New York
$110K – – –
LWMG
78
Lakeside Wealth Management Group
$105K +$108K +10,500 New
Millennium Management
79
Millennium Management
New York
$103K +$105K +10,237 New
ST
80
Sphinx Trading
Illinois
$100K – – –
GWM
81
Geneos Wealth Management
Colorado
$75K +$82 +8 +0.1%
MFS
82
MSI Financial Services
Massachusetts
$70K -$17.5K -1,700 -20%
SSB
83
Sandy Spring Bank
Maryland
$66K – – –
NFG
84
Next Financial Group
Texas
$59K +$19.1K +1,858 +47%
USGIU
85
U.S. Global Investors (USGI)
Texas
$52K – – –
Deutsche Bank
86
Deutsche Bank
Germany
$50K -$76.8K -7,466 -60%
US Bancorp
87
US Bancorp
Minnesota
$48K +$1.14K +111 +2%
DBT
88
Dubuque Bank & Trust
Iowa
$38K -$484 -47 -1%
AAM
89
Advisors Asset Management
Colorado
$19K -$525 -51 -3%
FWM
90
Focused Wealth Management
New York
$16K – – –
Manulife (Manufacturers Life Insurance)
91
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$13K – – –
PCM
92
Penserra Capital Management
California
$13K +$3.62K +352 +34%
EWM
93
Edge Wealth Management
New York
$11K – – –
VIA
94
Vantage Investment Advisors
Pennsylvania
$8K -$8.16K -793 -50%
WA
95
Winfield Associates
Ohio
$8K – – –
CFS
96
Commonwealth Financial Services
West Virginia
$7K – – –
PSUF
97
People's United Financial
Connecticut
$7K – – –
DADC
98
D.A. Davidson & Co
Montana
$6K +$6.83K +664 New
FANJ
99
Financial Architects (New Jersey)
New Jersey
$5K – – –
TCM
100
Tradewinds Capital Management
Washington
$4K +$4.12K +400 New
1 2 3
4
5

JPC Hedge Fund Activity: Q3 2016 in Review

105 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2016, worth a combined $142M — up 0.57% from $142M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JPC positions and 4 closed out — a net gain of 10 holders — while 39 added to existing stakes and 26 trimmed.

The largest buyer was Jacobus Wealth Management, adding an estimated $1.86M. The largest seller was McGowan Group Asset Management, cutting an estimated $8.6M.

  • 105 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2016, up from 97 in Q2 2016.
  • Funds reported $142M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2016, up 0.57% quarter-over-quarter.
  • 14 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2016 and 4 closed out, a net change of +10 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2016 was Jacobus Wealth Management, an estimated $1.86M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2016 was McGowan Group Asset Management, an estimated $8.6M sold.

Based on aggregated 13F filings for Q3 2016.