We are live on ! Find out more
JPC icon

Nuveen Preferred & Income Opportunities Fund
JPC

96 hedge funds and large institutions have $152M invested in Nuveen Preferred & Income Opportunities Fund in 2016 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 33 increasing their positions, 31 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 31

3% less capital invested

Capital invested by funds: $157M → $152M (-$4.54M)

1.07% less ownership

Funds ownership: 17.65% → 16.58% (-1.1%)

11% less funds holding

Funds holding: 108 → 96 (-12)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

52% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 21

Holders
96
Holders Change
-12
Holders Change %
-11.11%
% of All Funds
2.56%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
10
Increased
33
Reduced
31
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$2.15M
2
PPA
Parametric Portfolio Associates
Washington
+$2M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$1.75M
4
JWM
Jacobus Wealth Management
Wisconsin
+$1.34M
5
Cohen & Steers
Cohen & Steers
New York
+$913K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$4.43M
2
UBS Group
UBS Group
Switzerland
-$1.94M
3
RCM
Rivernorth Capital Management
Florida
-$893K
4
WAM
Weiss Asset Management
Massachusetts
-$580K
5
CS
Credit Suisse
Switzerland
-$570K
Name Holding Trade Value Shares
Change 		Change in
Stake
Deutsche Bank
76
Deutsche Bank
Germany
$69K – – –
SSB
77
Sandy Spring Bank
Maryland
$62K – – –
USGIU
78
U.S. Global Investors (USGI)
Texas
$50K – – –
NFG
79
Next Financial Group
Texas
$44K +$388 +42 +0.9%
GWM
80
Geneos Wealth Management
Colorado
$42K +$41.4K +4,480 New
US Bancorp
81
US Bancorp
Minnesota
$38K – – –
WAM
82
Wealthspire Advisors (Maryland)
Maryland
$27K +$26.7K +2,885 New
JWA
83
JFS Wealth Advisors
Pennsylvania
$23K -$78.3K -8,476 -77%
Northwestern Mutual Wealth Management
84
Northwestern Mutual Wealth Management
Wisconsin
$19K – – –
FWM
85
Focused Wealth Management
New York
$15K – – –
FAM
86
Formidable Asset Management
Ohio
$14K – – –
Manulife (Manufacturers Life Insurance)
87
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K +$11.6K +1,254 New
EWM
88
Edge Wealth Management
New York
$11K -$272K -29,390 -96%
IA
89
IFP Advisors
Florida
$10K -$273K -29,541 -96%
CTC
90
Central Trust Company
Missouri
$10K – – –
AAM
91
Advisors Asset Management
Colorado
$10K +$6.13K +663 +168%
TRCT
92
Tower Research Capital (TRC)
New York
$9K +$7.61K +823 +686%
CFS
93
Commonwealth Financial Services
West Virginia
$7K – – –
PSUF
94
People's United Financial
Connecticut
$6K – – –
BCM
95
Blume Capital Management
California
$3K – – –
VIA
96
Vident Investment Advisory
Georgia
$1.43K +$723K +78,264 +105%
PCM
97
Penserra Capital Management
California
$9 -$1.42K -154 -13%
RCM
98
Rivernorth Capital Management
Florida
– -$893K -97,465 Closed
WAM
99
Weiss Asset Management
Massachusetts
– -$580K -63,366 Closed
CS
100
Credit Suisse
Switzerland
– -$570K -62,214 Closed
1 2 3
4
5

JPC Hedge Fund Activity: Q1 2016 in Review

96 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q1 2016, worth a combined $152M — down 2.9% from $157M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of JPC and 10 opened new positions — a net loss of 11 holders — while 31 trimmed existing stakes and 33 added.

The largest buyer was Wells Fargo, adding an estimated $2.15M. The largest seller was Morgan Stanley, cutting an estimated $4.43M.

  • 96 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q1 2016, down from 108 in Q4 2015.
  • Funds reported $152M of Nuveen Preferred & Income Opportunities Fund stock for Q1 2016, down 2.9% quarter-over-quarter.
  • 10 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q1 2016 and 21 closed out, a net change of -11 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q1 2016 was Wells Fargo, an estimated $2.15M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q1 2016 was Morgan Stanley, an estimated $4.43M sold.

Based on aggregated 13F filings for Q1 2016.