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Nuveen Preferred & Income Opportunities Fund
JPC

117 hedge funds and large institutions have $136M invested in Nuveen Preferred & Income Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 26 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 26

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

3% more funds holding

Funds holding: 114 → 117 (+3)

0.3% less ownership

Funds ownership: 13.37% → 13.06% (-0.3%)

1% less capital invested

Capital invested by funds: $137M → $136M (-$1.19M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
117
Holders Change
+3
Holders Change %
+2.63%
% of All Funds
2.57%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
40
Reduced
26
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$1.83M
2
Morgan Stanley
Morgan Stanley
New York
+$1.15M
3
PPA
Parametric Portfolio Associates
Washington
+$665K
4
WS
Wedbush Securities
California
+$456K
5
WAM
Weiss Asset Management
Massachusetts
+$446K

Top Sellers

1
FFA
First Foundation Advisors
California
-$4.22M
2
Wells Fargo
Wells Fargo
California
-$2.79M
3
Invesco
Invesco
Georgia
-$1.69M
4
V
Veritable
Delaware
-$743K
5
UBS Group
UBS Group
Switzerland
-$480K
Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
51
Noesis Capital Mangement
Florida
$329K – – –
SFS
52
Shaker Financial Services
Virginia
$321K +$316K +31,962 New
QIM
53
Quest Investment Management
Oregon
$301K – – –
UCFA
54
United Capital Financial Advisors
Texas
$280K -$20.3K -2,056 -7%
AAS
55
Avantax Advisory Services
Texas
$264K -$132K -13,288 -34%
WA
56
Winfield Associates
Ohio
$260K +$256K +25,863 New
BB
57
Busey Bank
Illinois
$245K – – –
SIA
58
Starfire Investment Advisers
Michigan
$240K – – –
CL
59
Choreo LLC
Illinois
$234K +$1.48K +149 +0.6%
BTS
60
BB&T Securities
Virginia
$226K +$48.9K +4,943 +28%
AGM
61
Alpine Global Management
New York
$221K +$218K +22,024 New
SWP
62
Stratos Wealth Partners
Ohio
$208K +$14.8K +1,500 +8%
Creative Planning
63
Creative Planning
Kansas
$208K +$31.7K +3,200 +18%
TC
64
Telemus Capital
Michigan
$206K – – –
HCM
65
Hollencrest Capital Management
California
$203K – – –
AWM
66
AE Wealth Management
Kansas
$181K +$13.8K +1,396 +8%
MA
67
Mutual Advisors
Nebraska
$173K +$772 +78 +0.5%
KA
68
Kovack Advisors
Florida
$153K +$51.7K +5,227 +52%
FAAS
69
First Allied Advisory Services
California
$152K +$27.3K +2,763 +22%
PNC Financial Services Group
70
PNC Financial Services Group
Pennsylvania
$148K -$4.95K -500 -3%
MSAM
71
Moloney Securities Asset Management
Missouri
$140K – – –
ATPW
72
Ashton Thomas Private Wealth
Arizona
$137K – – –
Comerica Bank
73
Comerica Bank
Texas
$136K – – –
RIG
74
Roosevelt Investment Group
New York
$132K -$13.1K -1,322 -9%
WWM
75
Western Wealth Management
Colorado
$127K – – –
1 2
3
4 5

JPC Hedge Fund Activity: Q3 2019 in Review

117 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2019, worth a combined $136M — down 0.87% from $137M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new JPC positions and 12 closed out — a net gain of 3 holders — while 40 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.83M. The largest seller was First Foundation Advisors, cutting an estimated $4.22M.

  • 117 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2019, up from 114 in Q2 2019.
  • Funds reported $136M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2019, down 0.87% quarter-over-quarter.
  • 15 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2019 and 12 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2019 was Raymond James & Associates, an estimated $1.83M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2019 was First Foundation Advisors, an estimated $4.22M sold.

Based on aggregated 13F filings for Q3 2019.