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Nuveen Preferred & Income Opportunities Fund
JPC

95 hedge funds and large institutions have $128M invested in Nuveen Preferred & Income Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 36 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

89% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 19

8% more funds holding

Funds holding: 88 → 95 (+7)

0.53% more ownership

Funds ownership: 13.73% → 14.26% (+0.53%)

1% less capital invested

Capital invested by funds: $129M → $128M (-$1.92M)

Holders
95
Holders Change
+7
Holders Change %
+7.95%
% of All Funds
2.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
36
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$1.12M
2
TC
TFS Capital
Pennsylvania
+$973K
3
WAM
Wolverine Asset Management
Illinois
+$897K
4
Bank of America
Bank of America
North Carolina
+$884K
5
OC
Oppenheimer & Co
New York
+$770K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$1.96M
2
Invesco
Invesco
Georgia
-$850K
3
AAM
Advisors Asset Management
Colorado
-$804K
4
B
Baird
Wisconsin
-$736K
5
EML
Eos Management LP
New York
-$703K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIM
51
Allen Investment Management
New York
$265K +$271K +28,819 New
NPC
52
National Planning Corporation
California
$264K – – –
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$245K +$17.6K +1,864 +8%
Envestnet Asset Management
54
Envestnet Asset Management
Illinois
$215K +$71.7K +7,616 +48%
FIMG
55
Financial & Investment Management Group
Michigan
$200K – – –
UCFA
56
United Capital Financial Advisors
Texas
$196K +$201K +21,346 New
VC
57
Vicus Capital
Pennsylvania
$188K -$66.9K -7,100 -26%
Northern Trust
58
Northern Trust
Illinois
$173K – – –
LCM
59
Landscape Capital Management
New Jersey
$165K +$169K +17,929 New
FAAS
60
First Allied Advisory Services
California
$163K -$8.28K -879 -5%
CL
61
CSS LLC
Illinois
$143K – – –
B
62
Baird
Wisconsin
$138K -$736K -78,176 -84%
Mariner
63
Mariner
Kansas
$120K – – –
DC
64
Davenport & Co
Virginia
$120K +$9.98K +1,059 +9%
NL
65
NWAM LLC
Washington
$110K – – –
Deutsche Bank
66
Deutsche Bank
Germany
$103K – – –
FFSOTS
67
Fiduciary Financial Services of The Southwest
Texas
$102K – – –
M&T Bank
68
M&T Bank
New York
$102K +$105K +11,106 New
WS
69
Wedbush Securities
California
$100K -$9.05K -961 -8%
FCCM
70
First City Capital Management
Georgia
$98K – – –
PNC Financial Services Group
71
PNC Financial Services Group
Pennsylvania
$92K -$31.6K -3,350 -25%
CAM
72
Columbia Asset Management
Michigan
$92K – – –
SRC
73
Shufro Rose & Co
New York
$92K – – –
JWA
74
JFS Wealth Advisors
Pennsylvania
$90K +$1.83K +194 +2%
Creative Planning
75
Creative Planning
Kansas
$82K +$7.54K +800 +10%
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JPC Hedge Fund Activity: Q3 2014 in Review

95 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2014, worth a combined $128M — down 1.5% from $129M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new JPC positions and 5 closed out — a net gain of 7 holders — while 36 added to existing stakes and 19 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.12M. The largest seller was Guggenheim Capital, cutting an estimated $1.96M.

  • 95 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2014, up from 88 in Q2 2014.
  • Funds reported $128M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2014, down 1.5% quarter-over-quarter.
  • 12 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2014 and 5 closed out, a net change of +7 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2014 was Raymond James & Associates, an estimated $1.12M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2014 was Guggenheim Capital, an estimated $1.96M sold.

Based on aggregated 13F filings for Q3 2014.