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iShares Dow Jones US ETF
IYY

137 hedge funds and large institutions have $252M invested in iShares Dow Jones US ETF in 2018 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 33 increasing their positions, 36 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.6% more ownership

Funds ownership: 45.13% → 47.73% (+2.6%)

8% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 36

4% less funds holding

Funds holding: 143 → 137 (-6)

10% less capital invested

Capital invested by funds: $280M → $252M (-$28.5M)

20% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 30

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
137
Holders Change
-6
Holders Change %
-4.2%
% of All Funds
3.05%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
24
Increased
33
Reduced
36
Closed
30
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BTS
BB&T Securities
Virginia
+$12.6M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$9.13M
3
Morgan Stanley
Morgan Stanley
New York
+$3.82M
4
GWA
Guidant Wealth Advisors
Illinois
+$3.05M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.59M

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$13.2M
2
MA
Mutual Advisors
Nebraska
-$7.38M
3
Wells Fargo
Wells Fargo
California
-$2.51M
4
UBS Group
UBS Group
Switzerland
-$2.04M
5
IWA
IBEX Wealth Advisors
New Jersey
-$1.98M
Name Holding Trade Value Shares
Change 		Change in
Stake
EAM
151
Evanson Asset Management
California
– -$224K -3,076 Closed
BIM
152
Baldwin Investment Management
Pennsylvania
– -$220K -3,020 Closed
VFA
153
Voya Financial Advisors
Connecticut
– -$213K -2,928 Closed
BCA
154
Benchmark Capital Advisors
New York
– -$210K -2,880 Closed
ANB
155
Amarillo National Bank
Texas
– -$208K -2,856 Closed
LIM
156
Leavell Investment Management
Alabama
– -$206K -2,818 Closed
TRCT
157
Tower Research Capital (TRC)
New York
– -$136K -1,876 Closed
SA
158
SRH Advisors
Kansas
– -$119K -1,640 Closed
GI
159
Gradient Investments
Minnesota
– -$39K -536 Closed
ML
160
McAdam LLC
Pennsylvania
– -$18K -250 Closed
RCAG
161
Rehmann Capital Advisory Group
Michigan
– -$17.3K -238 Closed
RMAM
162
Raab & Moskowitz Asset Management
New Jersey
– -$9K -130 Closed
SFM
163
Signet Financial Management
New Jersey
– -$7K -100 Closed
SCM
164
Southport Capital Management
Tennessee
– -$7K -100 Closed
APP
165
Avantax Planning Partners
Iowa
– -$6K -88 Closed
GTAM
166
Global Trust Asset Management
Florida
– -$1K -16 Closed
CF
167
Centaurus Financial
California
– -$111 -2 Closed
3 4 5 6
7

IYY Hedge Fund Activity: Q4 2018 in Review

137 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2018, worth a combined $252M — down 10% from $280M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of IYY and 24 opened new positions — a net loss of 6 holders — while 36 trimmed existing stakes and 33 added.

The largest buyer was BB&T Securities, opening a new position worth an estimated $12.6M. The largest seller was Credit Suisse, exiting entirely with an estimated $13.2M sold.

  • 137 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2018, down from 143 in Q3 2018.
  • Funds reported $252M of iShares Dow Jones US ETF stock for Q4 2018, down 10% quarter-over-quarter.
  • 24 funds opened new iShares Dow Jones US ETF positions in Q4 2018 and 30 closed out, a net change of -6 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2018 was BB&T Securities, an estimated $12.6M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2018 was Credit Suisse, an estimated $13.2M sold.

Based on aggregated 13F filings for Q4 2018.