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iShares Dow Jones US ETF
IYY

147 hedge funds and large institutions have $234M invested in iShares Dow Jones US ETF in 2020 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 33 increasing their positions, 50 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.86% less ownership

Funds ownership: 50.45% → 46.58% (-3.9%)

8% less funds holding

Funds holding: 160 → 147 (-13)

28% less capital invested

Capital invested by funds: $324M → $234M (-$89.6M)

34% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 50

38% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 26

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
147
Holders Change
-13
Holders Change %
-8.13%
% of All Funds
3.24%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
33
Reduced
50
Closed
26
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
+$5.02M
2
Morgan Stanley
Morgan Stanley
New York
+$3.43M
3
HighTower Advisors
HighTower Advisors
Illinois
+$3.02M
4
BWA
Beam Wealth Advisors
Louisiana
+$1.33M
5
CA
Cetera Advisors
Colorado
+$1.16M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$5.9M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.71M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$4.88M
4
Bank of America
Bank of America
North Carolina
-$4.01M
5
Wells Fargo
Wells Fargo
California
-$3.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
GWS
126
Glassman Wealth Services
Virginia
$19K +$7.55K +100 +50%
AF
127
Advisornet Financial
Minnesota
$17K – – –
BlackRock
128
BlackRock
New York
$14K -$1.81K -24 -10%
EDRH
129
Edmond de Rothschild Holding
Switzerland
$13K +$15.1K +200 New
EWM
130
EPG Wealth Management
Georgia
$13K +$15.4K +204 New
ME
131
McIlrath & Eck
Washington
$12K – – –
VFA
132
Valeo Financial Advisors
Indiana
$12K – – –
WCG
133
Weaver Consulting Group
California
$12K – – –
NFG
134
Next Financial Group
Texas
$8K -$25.7K -340 -74%
RFA
135
Reilly Financial Advisors
California
$8K – – –
FANJ
136
Financial Architects (New Jersey)
New Jersey
$7K – – –
CFA
137
Carroll Financial Associates
North Carolina
$6K – – –
DSC
138
Duncker Streett & Co
Missouri
$6K – – –
HWM
139
HighMark Wealth Management
Minnesota
$6K +$151 +2 +2%
AIC
140
Ameritas Investment Company
Nebraska
$6K +$7.55K +100 New
BFC
141
Bedel Financial Consulting
Indiana
$5K – – –
GSWM
142
Golden State Wealth Management
California
$5K +$5.44K +72 New
PAIM
143
Punch & Associates Investment Management
Minnesota
$3K – – –
KTC
144
Kistler-Tiffany Companies
Pennsylvania
$2K – – –
LWANC
145
Laurel Wealth Advisors (North Carolina)
North Carolina
$2K – – –
GFPC
146
Global Financial Private Client
Florida
$1.81K – – –
TFA
147
Transamerica Financial Advisors
Florida
$1K – – –
Citadel Advisors
148
Citadel Advisors
Florida
– -$5.9M -73,886 Closed
IWA
149
IBEX Wealth Advisors
New Jersey
– -$2.06M -25,776 Closed
WA
150
WESPAC Advisors
California
– -$503K -6,300 Closed
3 4 5
6
7

IYY Hedge Fund Activity: Q1 2020 in Review

147 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q1 2020, worth a combined $234M — down 28% from $324M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of IYY and 16 opened new positions — a net loss of 10 holders — while 50 trimmed existing stakes and 33 added.

The largest buyer was Credit Suisse, adding an estimated $5.02M. The largest seller was Citadel Advisors, exiting entirely with an estimated $5.9M sold.

  • 147 institutional investors held iShares Dow Jones US ETF (IYY) as of Q1 2020, down from 160 in Q4 2019.
  • Funds reported $234M of iShares Dow Jones US ETF stock for Q1 2020, down 28% quarter-over-quarter.
  • 16 funds opened new iShares Dow Jones US ETF positions in Q1 2020 and 26 closed out, a net change of -10 holders.
  • The largest iShares Dow Jones US ETF buyer in Q1 2020 was Credit Suisse, an estimated $5.02M added.
  • The largest iShares Dow Jones US ETF seller in Q1 2020 was Citadel Advisors, an estimated $5.9M sold.

Based on aggregated 13F filings for Q1 2020.