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iShares Dow Jones US ETF
IYY

143 hedge funds and large institutions have $280M invested in iShares Dow Jones US ETF in 2018 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 35 increasing their positions, 38 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

17% more capital invested

Capital invested by funds: $239M → $280M (+$41M)

4% more funds holding

Funds holding: 138 → 143 (+5)

2.89% more ownership

Funds ownership: 42.24% → 45.13% (+2.9%)

8% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 38

Holders
143
Holders Change
+5
Holders Change %
+3.62%
% of All Funds
3.27%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
17
Increased
35
Reduced
38
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MA
Mutual Advisors
Nebraska
+$10.5M
2
CS
Credit Suisse
Switzerland
+$5.04M
3
SB
Suntrust Banks
Georgia
+$2.96M
4
Bank of America
Bank of America
North Carolina
+$2.23M
5
Wells Fargo
Wells Fargo
California
+$2.18M

Top Sellers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
-$2.73M
2
Morgan Stanley
Morgan Stanley
New York
-$1.66M
3
Citadel Advisors
Citadel Advisors
Florida
-$791K
4
TRCT
Tower Research Capital (TRC)
New York
-$684K
5
EAM
Evanson Asset Management
California
-$497K
Name Holding Trade Value Shares
Change 		Change in
Stake
AC
126
Avestar Capital
New York
$16K – – –
ME
127
McIlrath & Eck
Washington
$14K – – –
VFA
128
Valeo Financial Advisors
Indiana
$12K – – –
NL
129
NVWM LLC
Pennsylvania
$11K -$7.86K -110 -42%
RFA
130
Reilly Financial Advisors
California
$9K – – –
RMAM
131
Raab & Moskowitz Asset Management
New Jersey
$9K +$9.29K +130 New
CFA
132
Carroll Financial Associates
North Carolina
$7K – – –
DSC
133
Duncker Streett & Co
Missouri
$7K – – –
SFM
134
Signet Financial Management
New Jersey
$7K – – –
SCM
135
Southport Capital Management
Tennessee
$7K +$7.14K +100 New
RWA
136
River Wealth Advisors
Pennsylvania
$6K – – –
APP
137
Avantax Planning Partners
Iowa
$6K +$6.29K +88 New
BFC
138
Bedel Financial Consulting
Indiana
$5K – – –
ASN
139
Advisory Services Network
Georgia
$4K – – –
TFA
140
Transamerica Financial Advisors
Florida
$3K – – –
KTC
141
Kistler-Tiffany Companies
Pennsylvania
$2K – – –
GTAM
142
Global Trust Asset Management
Florida
$1K – – –
CF
143
Centaurus Financial
California
$111 -$229K -3,202 -100%
CWM
144
Cornerstone Wealth Management
Missouri
– -$395K -107,970 Closed
BHWM
145
Bar Harbor Wealth Management
New Hampshire
– -$372K -5,450 Closed
Envestnet Asset Management
146
Envestnet Asset Management
Illinois
– -$238K -3,486 Closed
FAAS
147
First Allied Advisory Services
California
– -$201K -2,960 Closed
SEI Investments
148
SEI Investments
Pennsylvania
– -$202K -2,960 Closed
Northern Trust
149
Northern Trust
Illinois
– -$200K -2,940 Closed
NSIM
150
North Star Investment Management
Illinois
– -$34K -500 Closed
3 4 5
6
7

IYY Hedge Fund Activity: Q3 2018 in Review

143 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q3 2018, worth a combined $280M — up 17% from $239M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new IYY positions and 11 closed out — a net gain of 6 holders — while 35 added to existing stakes and 38 trimmed.

The largest buyer was Mutual Advisors, opening a new position worth an estimated $10.5M. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $2.73M.

  • 143 institutional investors held iShares Dow Jones US ETF (IYY) as of Q3 2018, up from 138 in Q2 2018.
  • Funds reported $280M of iShares Dow Jones US ETF stock for Q3 2018, up 17% quarter-over-quarter.
  • 17 funds opened new iShares Dow Jones US ETF positions in Q3 2018 and 11 closed out, a net change of +6 holders.
  • The largest iShares Dow Jones US ETF buyer in Q3 2018 was Mutual Advisors, an estimated $10.5M added.
  • The largest iShares Dow Jones US ETF seller in Q3 2018 was Ladenburg Thalmann Financial Services, an estimated $2.73M sold.

Based on aggregated 13F filings for Q3 2018.