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iShares Dow Jones US ETF
IYY

146 hedge funds and large institutions have $289M invested in iShares Dow Jones US ETF in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 33 increasing their positions, 45 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.42% more ownership

Funds ownership: 47.02% → 48.44% (+1.4%)

2% more capital invested

Capital invested by funds: $283M → $289M (+$6M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

2% less funds holding

Funds holding: 149 → 146 (-3)

21% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 14

27% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 45

Holders
146
Holders Change
-3
Holders Change %
-2.01%
% of All Funds
3.2%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
11
Increased
33
Reduced
45
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
+$14.7M
2
TW
TrinityPoint Wealth
Connecticut
+$2.37M
3
CAM
Cresset Asset Management
Illinois
+$1.73M
4
NP
NorthRock Partners
Minnesota
+$1.26M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.15M

Top Sellers

Rank Fund Capital Flow
1
Comerica Bank
Comerica Bank
Texas
-$7.07M
2
AAIM
Asset Advisors Investment Management
Georgia
-$4.19M
3
Morgan Stanley
Morgan Stanley
New York
-$1.8M
4
Bank of America
Bank of America
North Carolina
-$1.69M
5
Jane Street
Jane Street
New York
-$1.13M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
101
Edge Wealth Management
New York
$236K – – –
BSW
102
Buckingham Strategic Wealth
Missouri
$235K -$136K -1,848 -37%
BF
103
BOK Financial
Oklahoma
$235K -$8.39K -114 -3%
EAM
104
Evanson Asset Management
California
$231K – – –
GWM
105
Geneos Wealth Management
Colorado
$230K – – –
BIM
106
Baldwin Investment Management
Pennsylvania
$223K – – –
LIM
107
Leavell Investment Management
Alabama
$208K – – –
William Blair & Company
108
William Blair & Company
Illinois
$203K -$3.09K -42 -2%
WTC
109
WhitTier Trust Company
Nevada
$184K – – –
SFS
110
Sowell Financial Services
Arkansas
$168K +$168K +2,282 New
IA
111
IFP Advisors
Florida
$159K +$160K +2,172 New
HNB
112
Huntington National Bank
Ohio
$148K – – –
Fifth Third Bancorp
113
Fifth Third Bancorp
Ohio
$145K – – –
SIAS
114
Shine Investment Advisory Services
Colorado
$140K – – –
FAAS
115
First Allied Advisory Services
California
$122K +$123K +1,666 New
SA
116
SRH Advisors
Kansas
$121K – – –
Bank of Montreal
117
Bank of Montreal
Ontario, Canada
$99K -$68.3K -928 -41%
IF
118
Ironwood Financial
Arizona
$94K – – –
FHA
119
Flagship Harbor Advisors
Massachusetts
$84K +$10.3K +140 +14%
AWM
120
AllSquare Wealth Management
New York
$83K – – –
Northwestern Mutual Wealth Management
121
Northwestern Mutual Wealth Management
Wisconsin
$76K -$27.8K -378 -27%
Carson Wealth (CWM LLC)
122
Carson Wealth (CWM LLC)
Nebraska
$62K – – –
ACA
123
Aptus Capital Advisors
Alabama
$59K +$59.6K +810 New
NFG
124
Next Financial Group
Texas
$39K +$441 +6 +1%
LWM
125
Liberty Wealth Management
California
$35K – – –
3 4
5
6 7

IYY Hedge Fund Activity: Q3 2019 in Review

146 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q3 2019, worth a combined $289M — up 2.1% from $283M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of IYY and 11 opened new positions — a net loss of 3 holders — while 45 trimmed existing stakes and 33 added.

The largest buyer was Credit Suisse, adding an estimated $14.7M. The largest seller was Comerica Bank, cutting an estimated $7.07M.

  • 146 institutional investors held iShares Dow Jones US ETF (IYY) as of Q3 2019, down from 149 in Q2 2019.
  • Funds reported $289M of iShares Dow Jones US ETF stock for Q3 2019, up 2.1% quarter-over-quarter.
  • 11 funds opened new iShares Dow Jones US ETF positions in Q3 2019 and 14 closed out, a net change of -3 holders.
  • The largest iShares Dow Jones US ETF buyer in Q3 2019 was Credit Suisse, an estimated $14.7M added.
  • The largest iShares Dow Jones US ETF seller in Q3 2019 was Comerica Bank, an estimated $7.07M sold.

Based on aggregated 13F filings for Q3 2019.