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iShares Dow Jones US ETF
IYY

112 hedge funds and large institutions have $256M invested in iShares Dow Jones US ETF in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 41 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

5% more capital invested

Capital invested by funds: $243M → $256M (+$13M)

1.31% more ownership

Funds ownership: 44.41% → 45.71% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1% less funds holding

Funds holding: 113 → 112 (-1)

39% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 41

Holders
112
Holders Change
-1
Holders Change %
-0.88%
% of All Funds
2.79%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
11
Increased
25
Reduced
41
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
+$24.6M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$2.87M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.2M
4
WAP
Wealthcare Advisory Partners
Pennsylvania
+$918K
5
CAN
Cetera Advisor Networks
California
+$890K

Top Sellers

Rank Fund Capital Flow
1
SG Americas Securities
SG Americas Securities
New York
-$3.7M
2
GWA
Guidant Wealth Advisors
Illinois
-$3.66M
3
UBS Group
UBS Group
Switzerland
-$3.64M
4
Wells Fargo
Wells Fargo
California
-$3.37M
5
Morgan Stanley
Morgan Stanley
New York
-$2.88M
Name Holding Trade Value Shares
Change 		Change in
Stake
SSB
101
Sandy Spring Bank
Maryland
$23K – – –
EK
102
Evensky & Katz
Florida
$21K – – –
HNB
103
Huntington National Bank
Ohio
$13K +$12.4K +200 New
VFA
104
Valeo Financial Advisors
Indiana
$11K +$11K +178 New
RFA
105
Reilly Financial Advisors
California
$8K – – –
BTIS
106
BB&T Investment Services
North Carolina
$7K – – –
DSC
107
Duncker Streett & Co
Missouri
$6K – – –
AA
108
AlphaMark Advisors
Kentucky
$5K – – –
TFA
109
Transamerica Financial Advisors
Florida
$4K -$513K -8,302 -99%
KTC
110
Kistler-Tiffany Companies
Pennsylvania
$2K – – –
GWA
111
Guidant Wealth Advisors
Illinois
– -$3.66M -60,192 Closed
NC
112
NewSquare Capital
Pennsylvania
– -$2.04M -37,188 Closed
DC
113
Davenport & Co
Virginia
– -$468K -7,716 Closed
KA
114
Kovack Advisors
Florida
– -$416K -6,862 Closed
PFPT
115
Pinnacle Financial Partners (Tennessee)
Tennessee
– -$357K -5,884 Closed
GA
116
Gateway Advisory
New Jersey
– -$246K -4,050 Closed
CDIA
117
Capital Directions Investment Advisors
Georgia
– -$107K -1,756 Closed
GT
118
Glenmede Trust
Pennsylvania
– -$88K -1,500 Closed
NA
119
NewEdge Advisors
Louisiana
– -$243 -4 Closed
WHG
120
Westwood Holdings Group
Texas
– +$371 +6 New
1 2 3 4
5

IYY Hedge Fund Activity: Q3 2017 in Review

112 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q3 2017, worth a combined $256M — up 5.3% from $243M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IYY positions and 9 closed out — a net gain of 2 holders — while 25 added to existing stakes and 41 trimmed.

The largest buyer was Credit Suisse, adding an estimated $24.6M. The largest seller was SG Americas Securities, cutting an estimated $3.7M.

  • 112 institutional investors held iShares Dow Jones US ETF (IYY) as of Q3 2017, down from 113 in Q2 2017.
  • Funds reported $256M of iShares Dow Jones US ETF stock for Q3 2017, up 5.3% quarter-over-quarter.
  • 11 funds opened new iShares Dow Jones US ETF positions in Q3 2017 and 9 closed out, a net change of +2 holders.
  • The largest iShares Dow Jones US ETF buyer in Q3 2017 was Credit Suisse, an estimated $24.6M added.
  • The largest iShares Dow Jones US ETF seller in Q3 2017 was SG Americas Securities, an estimated $3.7M sold.

Based on aggregated 13F filings for Q3 2017.