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iShares Dow Jones US ETF
IYY

101 hedge funds and large institutions have $224M invested in iShares Dow Jones US ETF in 2014 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 24 increasing their positions, 25 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

50% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 16

5% more funds holding

Funds holding: 96 → 101 (+5)

4% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 25

3.52% less ownership

Funds ownership: 50.81% → 47.3% (-3.5%)

6% less capital invested

Capital invested by funds: $239M → $224M (-$15M)

Holders
101
Holders Change
+5
Holders Change %
+5.21%
% of All Funds
2.69%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
24
Increased
24
Reduced
25
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CK
Carnick & Kubik
Colorado
+$1.41M
2
PHS
Pekin Hardy Strauss
Illinois
+$1.32M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.22M
4
WA
WESPAC Advisors
California
+$1.03M
5
Citadel Advisors
Citadel Advisors
Florida
+$920K

Top Sellers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
-$13.5M
2
BFA
Beaumont Financial Advisors
Massachusetts
-$12M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$10.8M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$2.85M
5
SG Americas Securities
SG Americas Securities
New York
-$2.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
VFS
101
VSR Financial Services
Kansas
– -$417K -8,404 Closed
DC
102
Davenport & Co
Virginia
– -$388K -7,824 Closed
PI
103
Placemark Investments
Illinois
– -$383K -7,732 Closed
SI
104
Stephens Inc
Arkansas
– -$295K -5,960 Closed
HI
105
Horizon Investments
North Carolina
– -$276K -5,560 Closed
FFS
106
Founders Financial Securities
Maryland
– -$275K -5,556 Closed
TH
107
Timber Hill
Connecticut
– -$251K -5,066 Closed
BF
108
BOK Financial
Oklahoma
– -$234K -4,718 Closed
JIP
109
Jaffetilchin Investment Partners
Florida
– -$217K -4,376 Closed
VAM
110
Verity Asset Management
North Carolina
– -$215K -4,340 Closed
Truist Financial
111
Truist Financial
North Carolina
– -$204K -4,120 Closed
PAG
112
Private Advisor Group
New Jersey
– -$59K -1,200 Closed
OCM
113
One Capital Management
California
– -$44K -892 Closed
MA
114
MUFG Americas
New York
– -$25K -500 Closed
PSI
115
Pinnacle Summer Investments
Virginia
– -$24K -490 Closed
Parallax Volatility Advisers
116
Parallax Volatility Advisers
California
– +$101 +2 New
W
117
Wealthfront
California
– +$303 +6 New
1 2 3 4
5

IYY Hedge Fund Activity: Q4 2014 in Review

101 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2014, worth a combined $224M — down 6.3% from $239M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new IYY positions and 16 closed out — a net gain of 8 holders — while 24 added to existing stakes and 25 trimmed.

The largest buyer was Carnick & Kubik, opening a new position worth an estimated $1.41M. The largest seller was AssetMark Inc, cutting an estimated $13.5M.

  • 101 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2014, up from 96 in Q3 2014.
  • Funds reported $224M of iShares Dow Jones US ETF stock for Q4 2014, down 6.3% quarter-over-quarter.
  • 24 funds opened new iShares Dow Jones US ETF positions in Q4 2014 and 16 closed out, a net change of +8 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2014 was Carnick & Kubik, an estimated $1.41M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2014 was AssetMark Inc, an estimated $13.5M sold.

Based on aggregated 13F filings for Q4 2014.