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iShares Dow Jones US ETF
IYY

147 hedge funds and large institutions have $234M invested in iShares Dow Jones US ETF in 2020 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 33 increasing their positions, 50 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.86% less ownership

Funds ownership: 50.45% → 46.58% (-3.9%)

8% less funds holding

Funds holding: 160 → 147 (-13)

28% less capital invested

Capital invested by funds: $324M → $234M (-$89.6M)

34% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 50

38% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 26

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
147
Holders Change
-13
Holders Change %
-8.13%
% of All Funds
3.24%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
33
Reduced
50
Closed
26
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
+$5.02M
2
Morgan Stanley
Morgan Stanley
New York
+$3.43M
3
HighTower Advisors
HighTower Advisors
Illinois
+$3.02M
4
BWA
Beam Wealth Advisors
Louisiana
+$1.33M
5
CA
Cetera Advisors
Colorado
+$1.16M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$5.9M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.71M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$4.88M
4
Bank of America
Bank of America
North Carolina
-$4.01M
5
Wells Fargo
Wells Fargo
California
-$3.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
MML Investors Services
76
MML Investors Services
Massachusetts
$311K -$70.5K -934 -16%
AAS
77
Avantax Advisory Services
Texas
$306K -$18.6K -246 -5%
US Bancorp
78
US Bancorp
Minnesota
$304K – – –
BHBT
79
Burke & Herbert Bank & Trust
Virginia
$289K – – –
TI
80
Trexquant Investment
Connecticut
$283K +$339K +4,490 New
NSAM
81
North Star Asset Management
Wisconsin
$278K – – –
CIBC Private Wealth Group
82
CIBC Private Wealth Group
Georgia
$274K -$253K -3,350 -44%
SS
83
Sunbelt Securities
Texas
$274K -$30.2K -400 -8%
JMPWA
84
JP Morgan Private Wealth Advisors
California
$273K -$108K -1,436 -25%
CHA
85
Cooper/Haims Advisors
New York
$264K – – –
William Blair & Company
86
William Blair & Company
Illinois
$258K +$102K +1,346 +49%
LSPW
87
Lake Street Private Wealth
Illinois
$255K +$8.3K +110 +3%
FCFC
88
First Citizens Financial Corp
Iowa
$254K – – –
MMHP
89
Murphy Middleton Hinkle & Parker
Georgia
$252K – – –
CWM
90
CCG Wealth Management
California
$249K – – –
SC
91
Scotia Capital
Ontario, Canada
$246K +$294K +3,898 New
EDRIA
92
Edmonds Duncan Registered Investment Advisors
Kansas
$237K – – –
RJT
93
Raymond James Trust
Florida
$233K – – –
MAFM
94
Mid Atlantic Financial Management
Pennsylvania
$233K +$151 +2 +0.1%
CIA
95
Capital Investment Advisors
Georgia
$229K – – –
PCA
96
Personal Capital Advisors
California
$229K – – –
PGAM
97
Princeton Global Asset Management
New Jersey
$227K – – –
GAMC
98
Garner Asset Management Corp
Texas
$223K +$267K +3,532 New
SIAP
99
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$212K +$15.1K +200 +4%
EWM
100
Edge Wealth Management
New York
$204K – – –
2 3
4
5 6

IYY Hedge Fund Activity: Q1 2020 in Review

147 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q1 2020, worth a combined $234M — down 28% from $324M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of IYY and 16 opened new positions — a net loss of 10 holders — while 50 trimmed existing stakes and 33 added.

The largest buyer was Credit Suisse, adding an estimated $5.02M. The largest seller was Citadel Advisors, exiting entirely with an estimated $5.9M sold.

  • 147 institutional investors held iShares Dow Jones US ETF (IYY) as of Q1 2020, down from 160 in Q4 2019.
  • Funds reported $234M of iShares Dow Jones US ETF stock for Q1 2020, down 28% quarter-over-quarter.
  • 16 funds opened new iShares Dow Jones US ETF positions in Q1 2020 and 26 closed out, a net change of -10 holders.
  • The largest iShares Dow Jones US ETF buyer in Q1 2020 was Credit Suisse, an estimated $5.02M added.
  • The largest iShares Dow Jones US ETF seller in Q1 2020 was Citadel Advisors, an estimated $5.9M sold.

Based on aggregated 13F filings for Q1 2020.