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iShares Dow Jones US ETF
IYY

124 hedge funds and large institutions have $228M invested in iShares Dow Jones US ETF in 2017 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 27 increasing their positions, 40 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 13

11% more funds holding

Funds holding: 112 → 124 (+12)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

5.89% less ownership

Funds ownership: 45.71% → 39.82% (-5.9%)

11% less capital invested

Capital invested by funds: $256M → $228M (-$28.2M)

33% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 40

Holders
124
Holders Change
+12
Holders Change %
+10.71%
% of All Funds
2.81%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
25
Increased
27
Reduced
40
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KM
Kalos Management
Georgia
+$1.77M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$905K
3
Morgan Stanley
Morgan Stanley
New York
+$874K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$683K
5
Bank of America
Bank of America
North Carolina
+$644K

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$36.2M
2
BIA
Biondo Investment Advisors
Pennsylvania
-$2.98M
3
Wells Fargo
Wells Fargo
California
-$2.21M
4
AIA
Allegis Investment Advisors
Idaho
-$1.8M
5
IWA
IBEX Wealth Advisors
New Jersey
-$1.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAN
76
Cetera Advisor Networks
California
$241K -$704K -10,798 -75%
CIA
77
Capital Investment Advisors
Georgia
$241K +$261 +4 +0.1%
JMPWA
78
JP Morgan Private Wealth Advisors
California
$241K +$26.1K +400 +13%
Northern Trust
79
Northern Trust
Illinois
$223K – – –
EWM
80
Edge Wealth Management
New York
$214K – – –
IA
81
IFP Advisors
Florida
$209K -$4.3K -66 -2%
RJT
82
Raymond James Trust
Florida
$207K +$202K +3,096 New
WA
83
WESPAC Advisors
California
$206K -$410K -6,300 -67%
FAAS
84
First Allied Advisory Services
California
$206K +$199K +3,058 New
BIM
85
Baldwin Investment Management
Pennsylvania
$202K +$197K +3,020 New
BCA
86
Benchmark Capital Advisors
New York
$200K +$195K +3,000 New
Bank of Montreal
87
Bank of Montreal
Ontario, Canada
$170K +$46K +706 +38%
WTC
88
WhitTier Trust Company
Nevada
$167K – – –
GWM
89
Geneos Wealth Management
Colorado
$154K – – –
PCP
90
Proficio Capital Partners
Massachusetts
$134K – – –
SIAS
91
Shine Investment Advisory Services
Colorado
$127K – – –
SA
92
SRH Advisors
Kansas
$118K -$6.52K -100 -5%
SEI Investments
93
SEI Investments
Pennsylvania
$110K – – –
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
$96K -$3.26K -50 -3%
SWM
95
SeaCrest Wealth Management
New York
$94K +$91.2K +1,400 New
AWM
96
AllSquare Wealth Management
New York
$89K – – –
IF
97
Ironwood Financial
Arizona
$85K – – –
OIA
98
OneDigital Investment Advisors
Kansas
$84K +$81.6K +1,252 New
Fifth Third Bancorp
99
Fifth Third Bancorp
Ohio
$70K – – –
Citigroup
100
Citigroup
New York
$44K +$13.2K +202 +44%
2 3
4
5 6

IYY Hedge Fund Activity: Q4 2017 in Review

124 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2017, worth a combined $228M — down 11% from $256M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new IYY positions and 13 closed out — a net gain of 12 holders — while 27 added to existing stakes and 40 trimmed.

The largest buyer was Kalos Management, opening a new position worth an estimated $1.77M. The largest seller was Credit Suisse, cutting an estimated $36.2M.

  • 124 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2017, up from 112 in Q3 2017.
  • Funds reported $228M of iShares Dow Jones US ETF stock for Q4 2017, down 11% quarter-over-quarter.
  • 25 funds opened new iShares Dow Jones US ETF positions in Q4 2017 and 13 closed out, a net change of +12 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2017 was Kalos Management, an estimated $1.77M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2017 was Credit Suisse, an estimated $36.2M sold.

Based on aggregated 13F filings for Q4 2017.