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iShares Dow Jones US ETF

107 hedge funds and large institutions have $207M invested in iShares Dow Jones US ETF in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 36 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

10% more capital invested

Capital invested by funds: $189M → $207M (+$18M)

2% more funds holding

Funds holding: 105107 (+2)

0.95% more ownership

Funds ownership: 40.08%41.03% (+0.95%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

25% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 36

Holders
107
Holders Change
+2
Holders Change %
+1.9%
% of All Funds
2.67%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
27
Reduced
36
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFI
51
SPC Financial Inc
Maryland
$553K +$45.8K +836 +9%
TFA
52
Transamerica Financial Advisors
Florida
$529K -$84.8K -1,548 -14%
GA
53
Geneva Advisors
Illinois
$514K +$329 +6 +0.1%
NFG
54
Next Financial Group
Texas
$511K
SWP
55
Stratos Wealth Partners
Ohio
$490K +$46.2K +844 +11%
PAG
56
Private Advisor Group
New Jersey
$488K -$26.8K -490 -5%
Fidelity Investments
57
Fidelity Investments
Massachusetts
$453K -$210K -3,840 -32%
WA
58
WESPAC Advisors
California
$439K
JP Morgan Chase
59
JP Morgan Chase
New York
$432K -$21.5K -392 -5%
CA
60
Cortland Associates
Missouri
$406K
PWM
61
Perigon Wealth Management
California
$393K +$360K +6,568 New
EVC
62
Eidelman Virant Capital
Missouri
$380K +$372K +6,800 New
Citigroup
63
Citigroup
New York
$378K +$767 +14 +0.2%
JMPWA
64
JP Morgan Private Wealth Advisors
California
$359K -$198K -3,610 -36%
IH
65
IFC Holdings
Florida
$336K
ICOA
66
Investment Centers of America
North Dakota
$317K
Manulife (Manufacturers Life Insurance)
67
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$313K +$112K +2,052 +58%
DWM
68
Destination Wealth Management
California
$297K
BHBT
69
Burke & Herbert Bank & Trust
Virginia
$296K
US Bancorp
70
US Bancorp
Minnesota
$295K
RFC
71
Regions Financial Corp
Alabama
$294K +$287K +5,240 New
AAM
72
Aureus Asset Management
Massachusetts
$280K
NPF
73
Norris Perne & French
Michigan
$279K
NA
74
Nottingham Advisors
New York
$249K -$3.29K -60 -1%
BF
75
BOK Financial
Oklahoma
$241K -$11K -200 -4%

IYY Hedge Fund Activity: Q4 2016 in Review

107 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2016, worth a combined $207M — up 9.5% from $189M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new IYY positions and 8 closed out — a net gain of 4 holders — while 27 added to existing stakes and 36 trimmed.

The largest buyer was Bank of America, adding an estimated $10.3M. The largest seller was Envestnet Asset Management, cutting an estimated $3.79M.

  • 107 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2016, up from 105 in Q3 2016.
  • Funds reported $207M of iShares Dow Jones US ETF stock for Q4 2016, up 9.5% quarter-over-quarter.
  • 12 funds opened new iShares Dow Jones US ETF positions in Q4 2016 and 8 closed out, a net change of +4 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2016 was Bank of America, an estimated $10.3M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2016 was Envestnet Asset Management, an estimated $3.79M sold.

Based on aggregated 13F filings for Q4 2016.