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iShares Dow Jones US ETF
IYY

101 hedge funds and large institutions have $224M invested in iShares Dow Jones US ETF in 2014 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 24 increasing their positions, 25 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

50% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 16

5% more funds holding

Funds holding: 96 → 101 (+5)

4% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 25

3.52% less ownership

Funds ownership: 50.81% → 47.3% (-3.5%)

6% less capital invested

Capital invested by funds: $239M → $224M (-$15M)

Holders
101
Holders Change
+5
Holders Change %
+5.21%
% of All Funds
2.69%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
24
Increased
24
Reduced
25
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CK
Carnick & Kubik
Colorado
+$1.41M
2
PHS
Pekin Hardy Strauss
Illinois
+$1.32M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.22M
4
WA
WESPAC Advisors
California
+$1.03M
5
Citadel Advisors
Citadel Advisors
Florida
+$920K

Top Sellers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
-$13.5M
2
BFA
Beaumont Financial Advisors
Massachusetts
-$12M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$10.8M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$2.85M
5
SG Americas Securities
SG Americas Securities
New York
-$2.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
51
Cortland Associates
Missouri
$375K – – –
JPTCCM
52
J.P. Turner & Co Capital Management
Georgia
$371K +$360K +7,118 New
EVC
53
Eidelman Virant Capital
Missouri
$352K – – –
CA
54
Cambridge Advisors
Nebraska
$316K +$402K +7,960 New
IH
55
IFC Holdings
Florida
$315K – – –
Janney Montgomery Scott
56
Janney Montgomery Scott
Pennsylvania
$306K +$299K +5,916 New
DWM
57
Destination Wealth Management
California
$299K – – –
BHBT
58
Burke & Herbert Bank & Trust
Virginia
$297K -$11.1K -220 -4%
MFS
59
MSI Financial Services
Massachusetts
$287K +$46.9K +928 +20%
SI
60
SII Investments
Wisconsin
$278K -$335K -6,628 -55%
BI
61
Boulegeris Investments
Georgia
$275K -$7.58K -150 -3%
AIG
62
American International Group
New York
$260K +$24.8K +490 +11%
NPF
63
Norris Perne & French
Michigan
$258K – – –
NPC
64
National Planning Corporation
California
$257K -$219K -4,324 -46%
CAN
65
Cetera Advisor Networks
California
$230K -$24.8K -490 -10%
NA
66
Nottingham Advisors
New York
$227K – – –
BIM
67
Baldwin Investment Management
Pennsylvania
$226K – – –
SF
68
Synovus Financial
Georgia
$225K – – –
IC
69
Intersect Capital
California
$220K +$280K +5,544 New
CIA
70
Capital Investment Advisors
Georgia
$217K +$212K +4,184 New
US Bancorp
71
US Bancorp
Minnesota
$215K – – –
KeyBank National Association
72
KeyBank National Association
Ohio
$207K +$202K +4,000 New
EWM
73
Edge Wealth Management
New York
$166K – – –
AWM
74
AllSquare Wealth Management
New York
$158K +$154K +3,046 New
WTC
75
WhitTier Trust Company
Nevada
$155K – – –
1 2
3
4 5

IYY Hedge Fund Activity: Q4 2014 in Review

101 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2014, worth a combined $224M — down 6.3% from $239M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new IYY positions and 16 closed out — a net gain of 8 holders — while 24 added to existing stakes and 25 trimmed.

The largest buyer was Carnick & Kubik, opening a new position worth an estimated $1.41M. The largest seller was AssetMark Inc, cutting an estimated $13.5M.

  • 101 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2014, up from 96 in Q3 2014.
  • Funds reported $224M of iShares Dow Jones US ETF stock for Q4 2014, down 6.3% quarter-over-quarter.
  • 24 funds opened new iShares Dow Jones US ETF positions in Q4 2014 and 16 closed out, a net change of +8 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2014 was Carnick & Kubik, an estimated $1.41M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2014 was AssetMark Inc, an estimated $13.5M sold.

Based on aggregated 13F filings for Q4 2014.