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iShares Dow Jones US ETF
IYY

85 hedge funds and large institutions have $205M invested in iShares Dow Jones US ETF in 2014 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 26 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

20% more capital invested

Capital invested by funds: $171M → $205M (+$34.3M)

5.83% more ownership

Funds ownership: 40.44% → 46.26% (+5.8%)

5% more funds holding

Funds holding: 81 → 85 (+4)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

12% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 26

Holders
85
Holders Change
+4
Holders Change %
+4.94%
% of All Funds
2.46%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
23
Reduced
26
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BFA
Beaumont Financial Advisors
Massachusetts
+$17.9M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$12.7M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$5.37M
4
CA
Cetera Advisors
Colorado
+$579K
5
TNB
Thomasville National Bank
Georgia
+$395K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$2.38M
2
PI
Placemark Investments
Illinois
-$983K
3
WA
WESPAC Advisors
California
-$824K
4
LPL Financial
LPL Financial
California
-$653K
5
Wells Fargo
Wells Fargo
California
-$535K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCA
51
Benchmark Capital Advisors
New York
$209K – – –
BIM
52
Baldwin Investment Management
Pennsylvania
$207K – – –
NA
53
Nottingham Advisors
New York
$207K +$204K +4,380 New
JIP
54
Jaffetilchin Investment Partners
Florida
$206K +$838 +18 +0.4%
NC
55
NewSquare Capital
Pennsylvania
$205K +$195K +4,194 +3,226%
Truist Financial
56
Truist Financial
North Carolina
$201K +$198K +4,244 New
US Bancorp
57
US Bancorp
Minnesota
$196K -$1.02K -22 -0.5%
1IC
58
1919 Investment Counsel
Maryland
$190K – – –
EWM
59
Edge Wealth Management
New York
$152K – – –
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$143K +$103K +2,206 +277%
WTC
61
WhitTier Trust Company
Nevada
$142K – – –
Citigroup
62
Citigroup
New York
$122K -$2.05K -44 -2%
SA
63
SRH Advisors
Kansas
$120K +$88.4K +1,900 +297%
NES
64
New England Securities
New York
$93K -$4.65K -100 -5%
SF
65
Synovus Financial
Georgia
$91K – – –
WA
66
WFG Advisors
Texas
$71K +$42K +902 +150%
Brown Advisory
67
Brown Advisory
Maryland
$57K +$2.89K +62 +5%
TIM
68
Tortoise Investment Management
New York
$49K – – –
FCCM
69
First City Capital Management
Georgia
$47.4K +$46.5K +1,000 New
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
$38K +$6.24K +134 +20%
RIA
71
Regal Investment Advisors
Michigan
$28K -$51.2K -1,100 -65%
TWM
72
Torch Wealth Management
Ohio
$28K +$27.9K +600 New
RFA
73
Reilly Financial Advisors
California
$26K -$12.6K -270 -33%
MA
74
MUFG Americas
New York
$24K – – –
NSIM
75
North Star Investment Management
Illinois
$24K +$23.3K +500 New
1 2
3
4

IYY Hedge Fund Activity: Q1 2014 in Review

85 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q1 2014, worth a combined $205M — up 20% from $171M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IYY positions and 7 closed out — a net gain of 4 holders — while 23 added to existing stakes and 26 trimmed.

The largest buyer was Beaumont Financial Advisors, opening a new position worth an estimated $17.9M. The largest seller was Morgan Stanley, cutting an estimated $2.38M.

  • 85 institutional investors held iShares Dow Jones US ETF (IYY) as of Q1 2014, up from 81 in Q4 2013.
  • Funds reported $205M of iShares Dow Jones US ETF stock for Q1 2014, up 20% quarter-over-quarter.
  • 11 funds opened new iShares Dow Jones US ETF positions in Q1 2014 and 7 closed out, a net change of +4 holders.
  • The largest iShares Dow Jones US ETF buyer in Q1 2014 was Beaumont Financial Advisors, an estimated $17.9M added.
  • The largest iShares Dow Jones US ETF seller in Q1 2014 was Morgan Stanley, an estimated $2.38M sold.

Based on aggregated 13F filings for Q1 2014.