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iShares Dow Jones US ETF
IYY

81 hedge funds and large institutions have $171M invested in iShares Dow Jones US ETF in 2013 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 30 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,800% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 1

150% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 12

25% more funds holding

Funds holding: 65 → 81 (+16)

12% more capital invested

Capital invested by funds: $152M → $171M (+$18.3M)

0.27% more ownership

Funds ownership: 40.17% → 40.44% (+0.27%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
81
Holders Change
+16
Holders Change %
+24.62%
% of All Funds
2.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
30
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$2.47M
2
LPL Financial
LPL Financial
California
+$1.42M
3
MC
Mathes Company
New York
+$1.11M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$762K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$562K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$4.16M
2
JP Morgan Chase
JP Morgan Chase
New York
-$1.56M
3
VKH
Virtu KCG Holdings
New York
-$584K
4
SC
Savant Capital
Illinois
-$129K
5
Citigroup
Citigroup
New York
-$87.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
PFS
51
Prospera Financial Services
Texas
$239K +$230K +5,130 New
AIG
52
American International Group
New York
$221K +$33.8K +754 +19%
BCA
53
Benchmark Capital Advisors
New York
$205K +$197K +4,400 New
BIM
54
Baldwin Investment Management
Pennsylvania
$204K +$196K +4,370 New
JIP
55
Jaffetilchin Investment Partners
Florida
$202K +$194K +4,322 New
US Bancorp
56
US Bancorp
Minnesota
$194K -$7.43K -166 -4%
1IC
57
1919 Investment Counsel
Maryland
$187K +$179K +4,000 New
EWM
58
Edge Wealth Management
New York
$149K – – –
WTC
59
WhitTier Trust Company
Nevada
$140K – – –
Citigroup
60
Citigroup
New York
$122K -$87.3K -1,950 -43%
NES
61
New England Securities
New York
$96K +$11.6K +260 +14%
SF
62
Synovus Financial
Georgia
$90K – – –
RIA
63
Regal Investment Advisors
Michigan
$79K +$49.3K +1,100 +183%
Brown Advisory
64
Brown Advisory
Maryland
$54K +$51.4K +1,148 New
TIM
65
Tortoise Investment Management
New York
$48K – – –
RFA
66
Reilly Financial Advisors
California
$38K – – –
Bank of Montreal
67
Bank of Montreal
Ontario, Canada
$37K +$31.2K +696 +696%
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$31K – – –
SA
69
SRH Advisors
Kansas
$30K +$28.7K +640 New
WA
70
WFG Advisors
Texas
$28K +$18K +402 +201%
PSI
71
Pinnacle Summer Investments
Virginia
$23K +$21.9K +490 New
MA
72
MUFG Americas
New York
$23K +$22.4K +500 New
VIA
73
Vantage Investment Advisors
Pennsylvania
$19K +$17.9K +400 New
EK
74
Evensky & Katz
Florida
$15K – – –
Invesco
75
Invesco
Georgia
$9K +$8.96K +200 New
1 2
3
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IYY Hedge Fund Activity: Q4 2013 in Review

81 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2013, worth a combined $171M — up 12% from $152M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new IYY positions and 1 closed out — a net gain of 18 holders — while 30 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.47M. The largest seller was Bank of America, cutting an estimated $4.16M.

  • 81 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2013, up from 65 in Q3 2013.
  • Funds reported $171M of iShares Dow Jones US ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 19 funds opened new iShares Dow Jones US ETF positions in Q4 2013 and 1 closed out, a net change of +18 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2013 was Wells Fargo, an estimated $2.47M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2013 was Bank of America, an estimated $4.16M sold.

Based on aggregated 13F filings for Q4 2013.