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iShares Dow Jones US ETF
IYY

137 hedge funds and large institutions have $252M invested in iShares Dow Jones US ETF in 2018 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 33 increasing their positions, 36 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.6% more ownership

Funds ownership: 45.13% → 47.73% (+2.6%)

8% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 36

4% less funds holding

Funds holding: 143 → 137 (-6)

10% less capital invested

Capital invested by funds: $280M → $252M (-$28.5M)

20% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 30

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
137
Holders Change
-6
Holders Change %
-4.2%
% of All Funds
3.05%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
24
Increased
33
Reduced
36
Closed
30
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BTS
BB&T Securities
Virginia
+$12.6M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$9.13M
3
Morgan Stanley
Morgan Stanley
New York
+$3.82M
4
GWA
Guidant Wealth Advisors
Illinois
+$3.05M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.59M

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$13.2M
2
MA
Mutual Advisors
Nebraska
-$7.38M
3
Wells Fargo
Wells Fargo
California
-$2.51M
4
UBS Group
UBS Group
Switzerland
-$2.04M
5
IWA
IBEX Wealth Advisors
New Jersey
-$1.98M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$2.48M +$245K +3,648 +10%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$2.39M +$2.59M +38,436 New
Creative Planning
28
Creative Planning
Kansas
$2.37M -$21.1K -314 -0.8%
AL
29
Aspiriant LLC
California
$2.35M – – –
MA
30
Mutual Advisors
Nebraska
$2.3M -$7.38M -109,680 -75%
WA
31
WESPAC Advisors
California
$1.89M +$1.41M +20,942 +223%
NC
32
NewSquare Capital
Pennsylvania
$1.74M +$59.2K +880 +3%
Ameriprise
33
Ameriprise
Minnesota
$1.48M +$1.03M +15,360 +183%
TNB
34
Thomasville National Bank
Georgia
$1.45M -$25K -372 -2%
AG
35
Advisor Group
Arizona
$1.34M +$688K +10,226 +91%
MC
36
Mathes Company
New York
$1.27M – – –
GG
37
GenWealth Group
New Jersey
$1.26M – – –
PCG
38
Private Capital Group
Connecticut
$1.24M +$13.2K +196 +1%
MML Investors Services
39
MML Investors Services
Massachusetts
$1.21M +$259K +3,848 +25%
UCFA
40
United Capital Financial Advisors
Texas
$1.2M -$23.1K -344 -2%
DWA
41
Divergent Wealth Advisors
Utah
$1.09M +$1.17M +17,450 New
SPC
42
Sigma Planning Corp
Michigan
$1.07M +$258K +3,838 +29%
Fidelity Investments
43
Fidelity Investments
Massachusetts
$929K -$108K -1,604 -10%
Koshinski Asset Management
44
Koshinski Asset Management
Illinois
$927K +$6.73K +100 +0.7%
APA
45
American Portfolios Advisors
New York
$864K +$70.6K +1,050 +8%
WAP
46
Wealthcare Advisory Partners
Pennsylvania
$851K -$106K -1,578 -10%
SPIA
47
Steward Partners Investment Advisory
New York
$848K +$67.3K +1,000 +8%
HighTower Advisors
48
HighTower Advisors
Illinois
$786K +$125K +1,856 +17%
PS
49
Portfolio Solutions
Michigan
$747K – – –
STMM
50
South Texas Money Management
Texas
$721K – – –
1
2
3 4 5

IYY Hedge Fund Activity: Q4 2018 in Review

137 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2018, worth a combined $252M — down 10% from $280M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of IYY and 24 opened new positions — a net loss of 6 holders — while 36 trimmed existing stakes and 33 added.

The largest buyer was BB&T Securities, opening a new position worth an estimated $12.6M. The largest seller was Credit Suisse, exiting entirely with an estimated $13.2M sold.

  • 137 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2018, down from 143 in Q3 2018.
  • Funds reported $252M of iShares Dow Jones US ETF stock for Q4 2018, down 10% quarter-over-quarter.
  • 24 funds opened new iShares Dow Jones US ETF positions in Q4 2018 and 30 closed out, a net change of -6 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2018 was BB&T Securities, an estimated $12.6M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2018 was Credit Suisse, an estimated $13.2M sold.

Based on aggregated 13F filings for Q4 2018.