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iShares Dow Jones US ETF

107 hedge funds and large institutions have $207M invested in iShares Dow Jones US ETF in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 36 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

10% more capital invested

Capital invested by funds: $189M → $207M (+$18M)

2% more funds holding

Funds holding: 105107 (+2)

0.95% more ownership

Funds ownership: 40.08%41.03% (+0.95%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

25% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 36

Holders
107
Holders Change
+2
Holders Change %
+1.9%
% of All Funds
2.67%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
27
Reduced
36
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MC
26
Mathes Company
New York
$1.43M
BFA
27
Beaumont Financial Advisors
Massachusetts
$1.41M -$2.65M -48,474 -66%
UCFA
28
United Capital Financial Advisors
Texas
$1.32M -$48.2K -880 -4%
NPC
29
National Planning Corporation
California
$1.26M +$1.21M +22,076 New
PFS
30
Prospera Financial Services
Texas
$1.22M -$1.21K -22 -0.1%
TCT
31
TIAA CREF Trust
Missouri
$1.22M
CI
32
Cavalier Investments
Georgia
$1.22M -$167K -3,044 -12%
CAN
33
Cetera Advisor Networks
California
$1.13M +$500K +9,130 +84%
AG
34
Advisor Group
Arizona
$1.12M -$343K -6,256 -24%
HighTower Advisors
35
HighTower Advisors
Illinois
$1.11M -$5.48K -100 -0.5%
IWA
36
IBEX Wealth Advisors
New Jersey
$1.07M +$1.03M +18,848 New
AIA
37
Allegis Investment Advisors
Idaho
$921K +$135K +2,464 +18%
RJA
38
Raymond James & Associates
Florida
$912K -$133K -2,428 -13%
EAM
39
Evanson Asset Management
California
$893K -$2.85K -52 -0.3%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$858K +$177K +3,226 +27%
SI
41
SII Investments
Wisconsin
$741K -$80.6K -1,472 -10%
STMM
42
South Texas Money Management
Texas
$733K
MFS
43
MSI Financial Services
Massachusetts
$716K +$102K +1,866 +17%
SCG
44
Sonata Capital Group
Washington
$633K
KLI
45
Kelman-Lazarov Inc
Tennessee
$622K
SPC
46
Sigma Planning Corp
Michigan
$603K -$168K -3,060 -22%
Koshinski Asset Management
47
Koshinski Asset Management
Illinois
$595K -$10.7K -196 -2%
Ameriprise
48
Ameriprise
Minnesota
$593K +$57.2K +1,044 +11%
Cambridge Investment Research Advisors
49
Cambridge Investment Research Advisors
Iowa
$588K -$20.3K -370 -3%
BS
50
Banco Santander
Spain
$565K +$612K +11,178 New

IYY Hedge Fund Activity: Q4 2016 in Review

107 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2016, worth a combined $207M — up 9.5% from $189M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new IYY positions and 8 closed out — a net gain of 4 holders — while 27 added to existing stakes and 36 trimmed.

The largest buyer was Bank of America, adding an estimated $10.3M. The largest seller was Envestnet Asset Management, cutting an estimated $3.79M.

  • 107 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2016, up from 105 in Q3 2016.
  • Funds reported $207M of iShares Dow Jones US ETF stock for Q4 2016, up 9.5% quarter-over-quarter.
  • 12 funds opened new iShares Dow Jones US ETF positions in Q4 2016 and 8 closed out, a net change of +4 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2016 was Bank of America, an estimated $10.3M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2016 was Envestnet Asset Management, an estimated $3.79M sold.

Based on aggregated 13F filings for Q4 2016.