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iShares Dow Jones US ETF
IYY

101 hedge funds and large institutions have $224M invested in iShares Dow Jones US ETF in 2014 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 24 increasing their positions, 25 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

50% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 16

5% more funds holding

Funds holding: 96 → 101 (+5)

4% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 25

3.52% less ownership

Funds ownership: 50.81% → 47.3% (-3.5%)

6% less capital invested

Capital invested by funds: $239M → $224M (-$15M)

Holders
101
Holders Change
+5
Holders Change %
+5.21%
% of All Funds
2.69%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
24
Increased
24
Reduced
25
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CK
Carnick & Kubik
Colorado
+$1.41M
2
PHS
Pekin Hardy Strauss
Illinois
+$1.32M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.22M
4
WA
WESPAC Advisors
California
+$1.03M
5
Citadel Advisors
Citadel Advisors
Florida
+$920K

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$13.5M
2
BFA
Beaumont Financial Advisors
Massachusetts
-$12M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$10.8M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$2.85M
5
SG Americas Securities
SG Americas Securities
New York
-$2.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
MC
26
Mathes Company
New York
$1.48M – – –
WA
27
WESPAC Advisors
California
$1.35M +$1.03M +20,438 +358%
PHS
28
Pekin Hardy Strauss
Illinois
$1.35M +$1.32M +26,142 New
HighTower Advisors
29
HighTower Advisors
Illinois
$1.28M – – –
TCT
30
TIAA CREF Trust
Missouri
$1.1M – – –
EAM
31
Evanson Asset Management
California
$1.03M +$607 +12 +0.1%
PIA
32
Peachtree Investment Advisors
Georgia
$999K +$4.15K +82 +0.4%
Citadel Advisors
33
Citadel Advisors
Florida
$941K +$920K +18,192 New
STMM
34
South Texas Money Management
Texas
$812K – – –
CK
35
Carnick & Kubik
Colorado
$626K +$1.41M +27,950 New
Jane Street
36
Jane Street
New York
$605K +$591K +11,690 New
SCG
37
Sonata Capital Group
Washington
$582K +$569K +11,248 New
SPC
38
Sigma Planning Corp
Michigan
$553K +$540K +10,686 New
MCC
39
Mid Continent Capital
Illinois
$526K -$18.4K -364 -3%
SFI
40
SPC Financial Inc
Maryland
$516K +$19.2K +380 +4%
SWP
41
Stratos Wealth Partners
Ohio
$469K +$458K +9,052 New
Stifel Financial
42
Stifel Financial
Missouri
$467K +$172K +3,408 +61%
PFS
43
Prospera Financial Services
Texas
$458K +$34.3K +678 +8%
JP Morgan Chase
44
JP Morgan Chase
New York
$452K -$415K -8,208 -48%
JMPWA
45
JP Morgan Private Wealth Advisors
California
$441K +$430K +8,508 New
GA
46
Geneva Advisors
Illinois
$416K +$407K +8,040 New
NC
47
NewSquare Capital
Pennsylvania
$409K -$263K -5,200 -40%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$409K +$10.1K +200 +3%
JFGIW
49
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$387K +$1.62K +32 +0.4%
Ameriprise
50
Ameriprise
Minnesota
$386K -$146K -2,880 -28%
1
2
3 4 5

IYY Hedge Fund Activity: Q4 2014 in Review

101 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2014, worth a combined $224M — down 6.3% from $239M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new IYY positions and 16 closed out — a net gain of 8 holders — while 24 added to existing stakes and 25 trimmed.

The largest buyer was Carnick & Kubik, opening a new position worth an estimated $1.41M. The largest seller was AssetMark Inc, cutting an estimated $13.5M.

  • 101 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2014, up from 96 in Q3 2014.
  • Funds reported $224M of iShares Dow Jones US ETF stock for Q4 2014, down 6.3% quarter-over-quarter.
  • 24 funds opened new iShares Dow Jones US ETF positions in Q4 2014 and 16 closed out, a net change of +8 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2014 was Carnick & Kubik, an estimated $1.41M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2014 was AssetMark Inc, an estimated $13.5M sold.

Based on aggregated 13F filings for Q4 2014.