We are live on ! Find out more
IYY icon

iShares Dow Jones US ETF
IYY

85 hedge funds and large institutions have $205M invested in iShares Dow Jones US ETF in 2014 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 26 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

20% more capital invested

Capital invested by funds: $171M → $205M (+$34.3M)

5.83% more ownership

Funds ownership: 40.44% → 46.26% (+5.8%)

5% more funds holding

Funds holding: 81 → 85 (+4)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

12% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 26

Holders
85
Holders Change
+4
Holders Change %
+4.94%
% of All Funds
2.46%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
23
Reduced
26
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BFA
Beaumont Financial Advisors
Massachusetts
+$17.9M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$12.7M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$5.37M
4
CA
Cetera Advisors
Colorado
+$579K
5
TNB
Thomasville National Bank
Georgia
+$395K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$2.38M
2
PI
Placemark Investments
Illinois
-$983K
3
WA
WESPAC Advisors
California
-$824K
4
LPL Financial
LPL Financial
California
-$653K
5
Wells Fargo
Wells Fargo
California
-$535K
Name Holding Trade Value Shares
Change 		Change in
Stake
PIA
26
Peachtree Investment Advisors
Georgia
$904K – – –
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$878K -$89.4K -1,920 -9%
JP Morgan Chase
28
JP Morgan Chase
New York
$820K -$359K -7,704 -31%
STMM
29
South Texas Money Management
Texas
$743K -$25.1K -540 -3%
EAM
30
Evanson Asset Management
California
$615K – – –
CA
31
Cetera Advisors
Colorado
$591K +$579K +12,450 New
MCC
32
Mid Continent Capital
Illinois
$524K -$6.05K -130 -1%
MFS
33
MSI Financial Services
Massachusetts
$460K -$13.5K -290 -3%
SFI
34
SPC Financial Inc
Maryland
$458K +$133K +2,850 +42%
DWM
35
Destination Wealth Management
California
$362K – – –
NPF
36
Norris Perne & French
Michigan
$352K +$345K +7,420 New
JFGIW
37
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$348K – – –
CA
38
Cortland Associates
Missouri
$344K – – –
EVC
39
Eidelman Virant Capital
Missouri
$322K – – –
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$322K +$7.63K +164 +2%
Ameriprise
41
Ameriprise
Minnesota
$319K +$7.63K +164 +2%
SI
42
Stephens Inc
Arkansas
$316K -$11.2K -240 -3%
CAN
43
Cetera Advisor Networks
California
$312K +$17.9K +384 +6%
PFS
44
Prospera Financial Services
Texas
$299K +$55K +1,182 +23%
BHBT
45
Burke & Herbert Bank & Trust
Virginia
$292K – – –
VFS
46
VSR Financial Services
Kansas
$288K -$1.86K -40 -0.7%
IH
47
IFC Holdings
Florida
$281K – – –
SI
48
SII Investments
Wisconsin
$255K +$9.31K +200 +4%
WA
49
WESPAC Advisors
California
$248K -$824K -17,696 -77%
AIG
50
American International Group
New York
$234K +$10.1K +216 +5%
1
2
3 4

IYY Hedge Fund Activity: Q1 2014 in Review

85 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q1 2014, worth a combined $205M — up 20% from $171M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IYY positions and 7 closed out — a net gain of 4 holders — while 23 added to existing stakes and 26 trimmed.

The largest buyer was Beaumont Financial Advisors, opening a new position worth an estimated $17.9M. The largest seller was Morgan Stanley, cutting an estimated $2.38M.

  • 85 institutional investors held iShares Dow Jones US ETF (IYY) as of Q1 2014, up from 81 in Q4 2013.
  • Funds reported $205M of iShares Dow Jones US ETF stock for Q1 2014, up 20% quarter-over-quarter.
  • 11 funds opened new iShares Dow Jones US ETF positions in Q1 2014 and 7 closed out, a net change of +4 holders.
  • The largest iShares Dow Jones US ETF buyer in Q1 2014 was Beaumont Financial Advisors, an estimated $17.9M added.
  • The largest iShares Dow Jones US ETF seller in Q1 2014 was Morgan Stanley, an estimated $2.38M sold.

Based on aggregated 13F filings for Q1 2014.