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iShares Dow Jones US ETF
IYY

81 hedge funds and large institutions have $171M invested in iShares Dow Jones US ETF in 2013 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 30 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,800% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 1

150% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 12

25% more funds holding

Funds holding: 65 → 81 (+16)

12% more capital invested

Capital invested by funds: $152M → $171M (+$18.3M)

0.27% more ownership

Funds ownership: 40.17% → 40.44% (+0.27%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
81
Holders Change
+16
Holders Change %
+24.62%
% of All Funds
2.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
30
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$2.47M
2
LPL Financial
LPL Financial
California
+$1.42M
3
MC
Mathes Company
New York
+$1.11M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$762K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$562K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$4.16M
2
JP Morgan Chase
JP Morgan Chase
New York
-$1.56M
3
VKH
Virtu KCG Holdings
New York
-$584K
4
SC
Savant Capital
Illinois
-$129K
5
Citigroup
Citigroup
New York
-$87.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
SB
26
Suntrust Banks
Georgia
$956K +$186K +4,152 +25%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$954K +$762K +17,016 +497%
PIA
28
Peachtree Investment Advisors
Georgia
$890K +$853K +19,060 New
STMM
29
South Texas Money Management
Texas
$757K – – –
EAM
30
Evanson Asset Management
California
$606K +$581K +12,982 New
MCC
31
Mid Continent Capital
Illinois
$521K -$31.3K -700 -6%
MFS
32
MSI Financial Services
Massachusetts
$466K +$54.5K +1,218 +14%
DWM
33
Destination Wealth Management
California
$357K -$21.3K -476 -6%
JFGIW
34
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$343K +$329K +7,340 New
CA
35
Cortland Associates
Missouri
$338K – – –
SI
36
Stephens Inc
Arkansas
$322K -$7.61K -170 -2%
EVC
37
Eidelman Virant Capital
Missouri
$317K – – –
SFI
38
SPC Financial Inc
Maryland
$317K +$17.9K +400 +6%
CS
39
Credit Suisse
Switzerland
$315K +$78.4K +1,752 +35%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$310K +$23.5K +524 +9%
Ameriprise
41
Ameriprise
Minnesota
$306K +$2.33K +52 +0.8%
CAN
42
Cetera Advisor Networks
California
$291K +$44.8K +1,000 +19%
BHBT
43
Burke & Herbert Bank & Trust
Virginia
$287K – – –
VFS
44
VSR Financial Services
Kansas
$285K – – –
IH
45
IFC Holdings
Florida
$279K – – –
DC
46
Davenport & Co
Virginia
$276K +$21.8K +488 +9%
HI
47
Horizon Investments
North Carolina
$273K -$21.7K -484 -8%
FFS
48
Founders Financial Securities
Maryland
$273K +$262K +5,860 New
SI
49
SII Investments
Wisconsin
$252K +$627 +14 +0.3%
BRWA
50
B. Riley Wealth Advisors
Florida
$251K – – –
1
2
3 4

IYY Hedge Fund Activity: Q4 2013 in Review

81 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q4 2013, worth a combined $171M — up 12% from $152M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new IYY positions and 1 closed out — a net gain of 18 holders — while 30 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.47M. The largest seller was Bank of America, cutting an estimated $4.16M.

  • 81 institutional investors held iShares Dow Jones US ETF (IYY) as of Q4 2013, up from 65 in Q3 2013.
  • Funds reported $171M of iShares Dow Jones US ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 19 funds opened new iShares Dow Jones US ETF positions in Q4 2013 and 1 closed out, a net change of +18 holders.
  • The largest iShares Dow Jones US ETF buyer in Q4 2013 was Wells Fargo, an estimated $2.47M added.
  • The largest iShares Dow Jones US ETF seller in Q4 2013 was Bank of America, an estimated $4.16M sold.

Based on aggregated 13F filings for Q4 2013.