|
1
|
|
$4.58M
|
+$144K
|
+23,850
|
+3%
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$2.65M
|
+$2.53M
|
+418,011
|
New
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.13M
|
–
|
–
|
–
|
|
|
4
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$511K
|
-$662K
|
-109,500
|
-58%
|
|
|
5
|
Doliver Advisors
Houston,
Texas
|
$503K
|
+$115K
|
+19,077
|
+32%
|
|
|
6
|
Horizon Kinetics
New York
|
$390K
|
-$367K
|
-60,765
|
-50%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$263K
|
+$21.7K
|
+3,598
|
+10%
|
|
|
8
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$241K
|
-$222K
|
-36,720
|
-49%
|
|
|
9
|
|
$108K
|
+$8.41K
|
+1,392
|
+9%
|
|
|
10
|
Stifel Nicolaus & Co
St Louis,
Missouri
|
$95.9K
|
–
|
–
|
–
|
|
|
11
|
Aviance Capital Partners
Naples,
Florida
|
$89K
|
–
|
–
|
–
|
|
|
12
|
LPL Financial
San Diego,
California
|
$87K
|
-$20.3K
|
-3,363
|
-20%
|
|
|
13
|
Guggenheim Capital
Chicago,
Illinois
|
$83K
|
–
|
–
|
–
|
|
|
14
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$69K
|
–
|
–
|
–
|
|
|
15
|
Tower Research Capital (TRC)
New York
|
$3K
|
+$1.22K
|
+201
|
+67%
|
|
|
16
|
Delta Asset Management
Memphis,
Tennessee
|
$2K
|
–
|
–
|
–
|
|
|
17
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$2K
|
+$1.92K
|
+317
|
New
|
|
|
18
|
Creative Planning
Overland Park,
Kansas
|
$1K
|
–
|
–
|
–
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
20
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
21
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$179K
|
-29,250
|
Closed
|
|
|
22
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$39K
|
-6,371
|
Closed
|
|
|
23
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$9K
|
-1,484
|
Closed
|
|
|
24
|
Northwestern Mutual Life Insurance Company
Milwaukee,
Wisconsin
|
–
|
-$1K
|
-107
|
Closed
|
|
|
25
|
Nomura Holdings
Tokyo,
Japan
|
–
|
+$339
|
+56
|
New
|
|
