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HSA

HELIOS STRATEGIC INCOME FD, INC
HSA

Delisted

HSA was delisted on the 12th of August, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
-$6.07M -881,400 Closed
BI
2
Bulldog Investors
New Jersey
-$4.53M -656,956 Closed
RCM
3
Rivernorth Capital Management
Florida
-$908K -131,736 Closed
SFS
4
Shaker Financial Services
Virginia
-$551K -79,932 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
-$473K -68,700 Closed
HK
6
Horizon Kinetics
New York
-$473K -68,605 Closed
Wells Fargo
7
Wells Fargo
California
-$379K -55,000 Closed
WAM
8
Weiss Asset Management
Massachusetts
-$374K -54,399 Closed
Morgan Stanley
9
Morgan Stanley
New York
-$111K -16,097 Closed
Stifel Financial
10
Stifel Financial
Missouri
-$104K -15,100 Closed
U
11
UBS
Switzerland
-$102K -14,781 Closed
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
-$74K -10,800 Closed
ACP
13
Aviance Capital Partners
Florida
-$72K -10,414 Closed
RCM
14
Robinson Capital Management
Michigan
-$68K -10,100 Closed
BRWA
15
B. Riley Wealth Advisors
Florida
-$26.7K -3,869 Closed
ACM
16
Antonetti Capital Management
Florida
-$2K -328 Closed
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
-$2K -317 Closed
DAM
18
Delta Asset Management
Tennessee
-$2K -290 Closed
Creative Planning
19
Creative Planning
Kansas
-$1K -159 Closed
LTFS
20
Ladenburg Thalmann Financial Services
Florida
-$1K -152 Closed