|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$5.34M
|
–
|
–
|
–
|
|
|
2
|
|
$3.47M
|
+$319K
|
+47,183
|
+10%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$2.09M
|
+$311K
|
+45,991
|
+18%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.19M
|
-$16.9K
|
-2,500
|
-1%
|
|
|
5
|
Horizon Kinetics
New York
|
$988K
|
-$8.91K
|
-1,319
|
-2%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$471K
|
-$2.96K
|
-439
|
-0.6%
|
|
|
7
|
Grantham, Mayo, Van Otterloo & Co (GMO)
Boston,
Massachusetts
|
$466K
|
+$82.9K
|
+12,279
|
+22%
|
|
|
8
|
|
$120K
|
+$7.37K
|
+1,091
|
+7%
|
|
|
9
|
Stifel Financial
St. Louis,
Missouri
|
$104K
|
+$104K
|
+15,387
|
New
|
|
|
10
|
LPL Financial
San Diego,
California
|
$87K
|
–
|
–
|
–
|
|
|
11
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$73K
|
–
|
–
|
–
|
|
|
12
|
Icon Advisers
Greenwood Village,
Colorado
|
$70K
|
-$585K
|
-86,641
|
-89%
|
|
|
13
|
Tower Research Capital (TRC)
New York
|
$2K
|
-$3.38K
|
-500
|
-63%
|
|
|
14
|
Delta Asset Management
Memphis,
Tennessee
|
$2K
|
–
|
–
|
–
|
|
|
15
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$2K
|
–
|
–
|
–
|
|
|
16
|
Antonetti Capital Management
Naples,
Florida
|
$2K
|
+$2.21K
|
+328
|
New
|
|
|
17
|
Creative Planning
Overland Park,
Kansas
|
$1K
|
–
|
–
|
–
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
19
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
20
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$150K
|
-22,638
|
Closed
|
|
|
21
|
Doliver Advisors
Houston,
Texas
|
–
|
-$118K
|
-17,852
|
Closed
|
|
|
22
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$87K
|
-13,049
|
Closed
|
|
|
23
|
Aviance Capital Partners
Naples,
Florida
|
–
|
-$83K
|
-12,563
|
Closed
|
|
|
24
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$4K
|
-590
|
Closed
|
|
|
25
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$439
|
-65
|
-57%
|
|
