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HSA

HELIOS STRATEGIC INCOME FD, INC
HSA

Delisted

HSA was delisted on the 12th of August, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$6.07M +$3.96M +573,649 +186%
BI
2
Bulldog Investors
New Jersey
$4.53M -$900K -130,370 -17%
RCM
3
Rivernorth Capital Management
Florida
$908K -$297K -43,035 -25%
SFS
4
Shaker Financial Services
Virginia
$551K +$552K +79,932 New
HK
5
Horizon Kinetics
New York
$473K -$4.63K -671 -1%
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$473K
Wells Fargo
7
Wells Fargo
California
$379K -$100K -14,504 -21%
WAM
8
Weiss Asset Management
Massachusetts
$374K +$375K +54,399 New
Morgan Stanley
9
Morgan Stanley
New York
$111K -$3.42M -496,376 -97%
Stifel Financial
10
Stifel Financial
Missouri
$104K -$1.98K -287 -2%
U
11
UBS
Switzerland
$102K -$20.1K -2,909 -16%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$74K
ACP
13
Aviance Capital Partners
Florida
$72K +$71.9K +10,414 New
RCM
14
Robinson Capital Management
Michigan
$68K +$69.7K +10,100 New
BRWA
15
B. Riley Wealth Advisors
Florida
$26.7K +$26.7K +3,869 New
ACM
16
Antonetti Capital Management
Florida
$2K
DAM
17
Delta Asset Management
Tennessee
$2K
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$2K
Creative Planning
19
Creative Planning
Kansas
$1K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1K
LPL Financial
21
LPL Financial
California
-$87K -12,847 Closed
IA
22
Icon Advisers
Colorado
-$70K -10,349 Closed
TRCT
23
Tower Research Capital (TRC)
New York
-$2K -300 Closed
TJHA
24
Thomas J. Herzfeld Advisors
Florida
-$1K -166 Closed
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
+$41 +6 +12%