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Horizon Technology Finance

Name Holding Trade Value Shares
Change
Change in
Stake
PI
1
Putnam Investments
Massachusetts
$5.41M +$971K +70,208 +21%
CIM
2
Confluence Investment Management
Missouri
$4.42M
YMRC
3
Yorktown Management & Research Company
Virginia
$3.84M -$166K -12,000 -4%
BFA
4
BlackRock Fund Advisors
California
$3.29M +$362K +26,151 +12%
U
5
UBS
Switzerland
$2.13M +$77.7K +5,618 +4%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$1.63M +$204K +14,744 +14%
WFI
7
West Family Investments
California
$1.51M
NFA
8
Nationwide Fund Advisors
Ohio
$1.41M +$150K +10,846 +11%
State Street
9
State Street
Massachusetts
$1.36M -$20.3K -1,466 -1%
BIT
10
BlackRock Institutional Trust
California
$1.35M +$86.5K +6,256 +7%
Northern Trust
11
Northern Trust
Illinois
$1.24M -$142K -10,252 -10%
ZL
12
Zeke LP
Pennsylvania
$1.17M
Wells Fargo
13
Wells Fargo
California
$1.15M +$102K +7,366 +9%
SNC
14
Stifel Nicolaus & Co
Missouri
$865K -$8.92K -645 -1%
TCIM
15
TIAA CREF Investment Management
New York
$510K +$30.1K +2,174 +6%
Morgan Stanley
16
Morgan Stanley
New York
$397K -$15.7K -1,135 -4%
BIM
17
BlackRock Investment Management
Delaware
$397K +$21K +1,520 +5%
BAS
18
Brown Advisory Securities
Maryland
$374K +$636 +46 +0.2%
BRWA
19
B. Riley Wealth Advisors
Florida
$256K +$2.32K +168 +0.9%
Deutsche Bank
20
Deutsche Bank
Germany
$226K +$67.3K +4,865 +40%
California State Teachers Retirement System (CalSTRS)
21
California State Teachers Retirement System (CalSTRS)
California
$196K +$5.53K +400 +3%
Brown Advisory
22
Brown Advisory
Maryland
$171K -$75.1K -5,434 -30%
NCCM
23
Nine Chapters Capital Management
New Jersey
$169K +$176K +12,700 New
TA
24
Teachers Advisors
New York
$164K -$1.04K -75 -0.6%
Vanguard Group
25
Vanguard Group
Pennsylvania
$163K -$581 -42 -0.3%