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Horizon Technology Finance

Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$4.01M -$162K -11,600 -3%
BFA
2
BlackRock Fund Advisors
California
$3.07M +$57.6K +4,121 +2%
U
3
UBS
Switzerland
$3.01M +$1.01M +72,530 +43%
AAM
4
Advisors Asset Management
Colorado
$1.8M +$1.71M +122,396 +569%
LSV Asset Management
5
LSV Asset Management
Illinois
$1.68M +$457K +32,718 +32%
State Street
6
State Street
Massachusetts
$1.29M +$21.5K +1,535 +2%
Northern Trust
7
Northern Trust
Illinois
$1.23M +$35.5K +2,539 +3%
BIT
8
BlackRock Institutional Trust
California
$1.19M +$24.6K +1,761 +2%
WFI
9
West Family Investments
California
$1.17M -$274K -19,584 -17%
PI
10
Putnam Investments
Massachusetts
$1.02M -$3.8M -271,743 -77%
Two Sigma Investments
11
Two Sigma Investments
New York
$909K +$577K +41,276 +131%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$670K +$253K +18,100 +51%
Wells Fargo
13
Wells Fargo
California
$647K -$281K -20,073 -28%
AIM
14
Allen Investment Management
New York
$583K +$465K +33,280 +250%
TCIM
15
TIAA CREF Investment Management
New York
$479K
BAS
16
Brown Advisory Securities
Maryland
$372K +$46.8K +3,348 +13%
BIM
17
BlackRock Investment Management
Delaware
$365K -$266 -19 -0.1%
NFA
18
Nationwide Fund Advisors
Ohio
$318K -$925K -66,197 -72%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$318K -$1.44K -103 -0.4%
Morgan Stanley
20
Morgan Stanley
New York
$268K -$9.39K -672 -3%
Bank of America
21
Bank of America
North Carolina
$251K +$262K +18,771 +1,471%
VanEck Associates
22
VanEck Associates
New York
$209K +$65.4K +4,677 +39%
Goldman Sachs
23
Goldman Sachs
New York
$209K +$234K +16,745 New
California State Teachers Retirement System (CalSTRS)
24
California State Teachers Retirement System (CalSTRS)
California
$187K
Millennium Management
25
Millennium Management
New York
$170K +$190K +13,557 New