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Horizon Technology Finance

Name Holding Trade Value Shares
Change
Change in
Stake
GAA
1
Green Alpha Advisors
Colorado
$3.61M +$377K +58,915 +12%
Two Sigma Investments
2
Two Sigma Investments
New York
$3.35M +$3.32M +519,253 New
EPCM
3
Eagle Point Credit Management
Connecticut
$2.39M +$2.36M +369,796 New
Legal & General Group
4
Legal & General Group
United Kingdom
$1.98M +$378K +59,100 +24%
BlackRock
5
BlackRock
New York
$1.86M -$80.7K -12,627 -4%
Marshall Wace
6
Marshall Wace
United Kingdom
$1.82M -$419K -65,492 -19%
CWM
7
Connecticut Wealth Management
Connecticut
$1.37M +$5.18K +811 +0.4%
VIA
8
Virtus Investment Advisers
Connecticut
$1.08M -$280K -43,751 -21%
Jane Street
9
Jane Street
New York
$531K +$526K +82,290 New
Morgan Stanley
10
Morgan Stanley
New York
$496K +$23.3K +3,642 +5%
FFBTD
11
First Financial Bank - Trust Division
Ohio
$423K +$127K +19,848 +43%
Bank of America
12
Bank of America
North Carolina
$413K +$401K +62,795 +5,335%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$408K +$210K +32,797 +108%
QT
14
Quantbot Technologies
New York
$397K +$330K +51,576 +514%
ES
15
ETF Store
Kansas
$393K +$19.5K +3,055 +5%
QC
16
Quadrature Capital
United Kingdom
$365K +$361K +56,559 New
IAIM
17
International Assets Investment Management
Florida
$346K -$35.5K -5,555 -9%
Canada Life
18
Canada Life
Manitoba, Canada
$344K -$805 -126 -0.2%
Pathstone Holdings
19
Pathstone Holdings
New Jersey
$323K +$170K +26,532 +115%
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$323K +$320K +50,035 New
RIA
21
Regal Investment Advisors
Michigan
$316K +$314K +49,059 New
UBS Group
22
UBS Group
Switzerland
$258K -$428K -66,984 -63%
LPL Financial
23
LPL Financial
California
$240K -$180K -28,158 -43%
JTWM
24
Jackson Thornton Wealth Management
Alabama
$226K -$2.65K -415 -1%
AQR Capital Management
25
AQR Capital Management
Connecticut
$220K -$4.71K -737 -2%