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HAV

HELIOS ADVANTAGE INCOME FD, INC
HAV

Delisted

HAV was delisted on the 12th of August, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$2.21M +$539K +61,741 +34%
PRCM
2
Pine River Capital Management
Minnesota
$957K +$873 +100 +0.1%
SIA
3
Sit Investment Associates
Minnesota
$902K +$240K +27,429 +38%
U
4
UBS
Switzerland
$386K +$157K +17,990 +74%
FAAS
5
First Allied Advisory Services
California
$253K +$18K +2,056 +8%
RJA
6
Raymond James & Associates
Florida
$245K -$9.39K -1,075 -4%
SCM
7
Saba Capital Management
New York
$153K +$147K +16,870 New
Morgan Stanley
8
Morgan Stanley
New York
$95K +$91.2K +10,449 New
Wells Fargo
9
Wells Fargo
California
$43K
DAM
10
Delta Asset Management
Tennessee
$14K
HI
11
Hudock Inc
Pennsylvania
$8K
MFS
12
MSI Financial Services
Massachusetts
$5K
WA
13
WFG Advisors
Texas
$3K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1K
DA
15
Doliver Advisors
Texas
-$589K -69,093 Closed
OC
16
Oppenheimer & Co
New York
-$475K -55,840 Closed
SFS
17
Shaker Financial Services
Virginia
-$356K -41,763 Closed
RCM
18
Rivernorth Capital Management
Florida
-$349K -40,911 Closed
WAM
19
Wolverine Asset Management
Illinois
-$250K -29,370 Closed
LPL Financial
20
LPL Financial
California
-$88K -10,346 Closed
Ameriprise
21
Ameriprise
Minnesota
-$15K -1,800 Closed
Creative Planning
22
Creative Planning
Kansas
-$11K -1,300 Closed
Nomura Holdings
23
Nomura Holdings
Japan
-$1K -100 Closed