WFG Advisors’s HELIOS ADVANTAGE INCOME FD, INC HAV Stock Holding History

WFG Advisors’s Portfolio HAV Stock Details HAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-300	Closed	-$3K	–	2172
2014 Q1	$3K	Hold	300	–	–	﹤0.01%	1780
2013 Q4	$3K	Hold	300	–	–	﹤0.01%	1935
2013 Q3	$3K	Buy	300 +140	+88%	+$1.15K	﹤0.01%	1903
2013 Q2	$1K	Buy	+160	New	+$1.42K	﹤0.01%	2065

Other funds holding HAV

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

DAM

Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WFG Advisors's HAV Position: Q2 2014 in Review

WFG Advisors sold out of HELIOS ADVANTAGE INCOME FD, INC (HAV) in Q2 2014, closing a stake of 300 shares — an estimated $3K sold.

WFG Advisors first reported a position in HAV in Q2 2013 and held it in 4 quarters. The position peaked at $3K in Q1 2014. 16 funds tracked by Wall St. Rank hold HAV as of Q2 2014.

WFG Advisors reported no remaining HELIOS ADVANTAGE INCOME FD, INC position as of Q2 2014 after selling out during the quarter.
WFG Advisors sold 300 HELIOS ADVANTAGE INCOME FD, INC shares in Q2 2014, an estimated $3K.
WFG Advisors first reported a position in HELIOS ADVANTAGE INCOME FD, INC in Q2 2013 and held it in 4 quarters.
WFG Advisors's HELIOS ADVANTAGE INCOME FD, INC position peaked at $3K in Q1 2014.
16 funds tracked by Wall St. Rank held HELIOS ADVANTAGE INCOME FD, INC as of Q2 2014.

Based on WFG Advisors's 13F filing for Q2 2014, filed 12 Aug 2014.