Nomura Holdings
HAV

Nomura Holdings’s HELIOS ADVANTAGE INCOME FD, INC HAV Stock Holding History

Nomura Holdings’s Portfolio HAV Stock Details HAV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-100
Closed -$1K – 2648
2013
Q3 		$1K Buy
+100
New +$821 ﹤0.01% 2295

Other funds holding HAV

HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return

Nomura Holdings's HAV Position: Q4 2013 in Review

Nomura Holdings sold out of HELIOS ADVANTAGE INCOME FD, INC (HAV) in Q4 2013, closing a stake of 100 shares — an estimated $1K sold.

Nomura Holdings first reported a position in HAV in Q3 2013 and held it in 1 quarter. The position peaked at $1K in Q3 2013. 14 funds tracked by Wall St. Rank hold HAV as of Q4 2013.

  • Nomura Holdings reported no remaining HELIOS ADVANTAGE INCOME FD, INC position as of Q4 2013 after selling out during the quarter.
  • Nomura Holdings sold 100 HELIOS ADVANTAGE INCOME FD, INC shares in Q4 2013, an estimated $1K.
  • Nomura Holdings first reported a position in HELIOS ADVANTAGE INCOME FD, INC in Q3 2013 and held it in 1 quarter.
  • Nomura Holdings's HELIOS ADVANTAGE INCOME FD, INC position peaked at $1K in Q3 2013.
  • 14 funds tracked by Wall St. Rank held HELIOS ADVANTAGE INCOME FD, INC as of Q4 2013.

Based on Nomura Holdings's 13F filing for Q4 2013, filed 14 Feb 2014.