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Hanmi Financial

129 hedge funds and large institutions have $607M invested in Hanmi Financial in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 39 increasing their positions, 62 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $561M → $607M (+$45.6M)

2% less funds holding

Funds holding: 132129 (-3)

12% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 17

37% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 62

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $552K

Holders
129
Holders Change
-3
Holders Change %
-2.27%
% of All Funds
3.73%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
39
Reduced
62
Closed
17
Calls
Puts
$552K
Net Calls
-$552K
Net Calls Change
-$552K
Name Holding Trade Value Shares
Change
Change in
Stake
CS
76
Credit Suisse
Switzerland
$690K -$143K -6,303 -18%
SCM
77
Sterling Capital Management
North Carolina
$689K +$15.4K +680 +2%
State of Tennessee, Department of Treasury
78
State of Tennessee, Department of Treasury
Tennessee
$669K -$109K -4,800 -14%
BG
79
BlackRock Group
United Kingdom
$662K -$99.4K -4,389 -13%
MLICM
80
Metropolitan Life Insurance Company (MetLife)
New York
$632K -$9.56K -422 -2%
D.E. Shaw & Co
81
D.E. Shaw & Co
New York
$632K +$234K +10,312 +61%
Barclays
82
Barclays
United Kingdom
$631K +$37.1K +1,638 +6%
AIG
83
American International Group
New York
$631K +$15K +662 +3%
Bank of Montreal
84
Bank of Montreal
Ontario, Canada
$615K +$9.9K +437 +2%
FWSM
85
First Wilshire Securities Management
California
$539K -$11.3K -500 -2%
ASRS
86
Arizona State Retirement System
Arizona
$519K -$68K -3,000 -12%
VOYA Investment Management
87
VOYA Investment Management
Georgia
$513K
GMIM
88
General Motors Investment Management
New York
$504K -$46K -2,032 -9%
HW
89
Hancock Whitney
Mississippi
$485K +$471K +20,800 New
State Board of Administration of Florida Retirement System
90
State Board of Administration of Florida Retirement System
Florida
$480K -$209K -9,218 -31%
SM
91
Salzhauer Michael
$454K
SCM
92
Stevens Capital Management
Pennsylvania
$447K +$435K +19,190 New
NCCM
93
Nine Chapters Capital Management
New Jersey
$422K +$410K +18,100 New
TRSOTSOK
94
Teachers Retirement System of the State of Kentucky
Kentucky
$409K
ARTA
95
A.R.T. Advisors
New York
$398K +$68.9K +3,041 +22%
Stifel Financial
96
Stifel Financial
Missouri
$396K +$385K +17,005 New
OSAM
97
O'Shaughnessy Asset Management
Connecticut
$369K -$351K -15,485 -49%
Federated Hermes
98
Federated Hermes
Pennsylvania
$365K -$517K -22,834 -59%
LSERS
99
Louisiana State Employees Retirement System
Louisiana
$343K
New York State Teachers Retirement System (NYSTRS)
100
New York State Teachers Retirement System (NYSTRS)
New York
$329K -$15.9K -700 -5%

HAFC Hedge Fund Activity: Q1 2014 in Review

129 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Hanmi Financial (HAFC) for Q1 2014, worth a combined $607M — up 8.1% from $561M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of HAFC and 15 opened new positions — a net loss of 2 holders — while 62 trimmed existing stakes and 39 added.

The largest buyer was Sirios Capital Management, adding an estimated $10.7M. The largest seller was Bryn Mawr Capital Management Inc, cutting an estimated $8.71M.

  • 129 institutional investors held Hanmi Financial (HAFC) as of Q1 2014, down from 132 in Q4 2013.
  • Funds reported $607M of Hanmi Financial stock for Q1 2014, up 8.1% quarter-over-quarter.
  • 15 funds opened new Hanmi Financial positions in Q1 2014 and 17 closed out, a net change of -2 holders.
  • The largest Hanmi Financial buyer in Q1 2014 was Sirios Capital Management, an estimated $10.7M added.
  • The largest Hanmi Financial seller in Q1 2014 was Bryn Mawr Capital Management Inc, an estimated $8.71M sold.

Based on aggregated 13F filings for Q1 2014.